JAMES A. MONTZ, Complainant, and IOWA CIVIL
RIGHTS COMMISSION,
VS.
CIVIL SERVICE COMMISSION and CITY OF ESTHERVILLE, IOWA, Respondents.
100. Although there is authority supporting the proposition that the
Respondents' failure to have any monitoring or testing program for police
officers, to measure their ongoing physical capabilities or to assess their
risk of heart attack, automatically precludes any finding that such qualifications
are reasonably necessary to the business, see EEOC v. Mississippi State
Tax Commission, 873 F.2d 97, 49 Fair Empl. Prac. Cas. 1393,1394 (5th Cir.
1989)(citing e.g. EEOC v. Commonwealth of Pennsylvania, 829 F.2d 392, 395,
44 Fair Empl. Prac. Cas. 1470 (3rd Cir. 1987)), the more persuasive position
is:
that physical fitness may be a job qualification despite the lack of formal standards. The weight to be given the-existence or absence of formal standards is for the fact finder to decide, with. its finding subject to appropriate appellate review on the entire record. The Criswell opinion emphasizes the importance of fact finding on a "case by case" basis under the ADEA structure.
Id. Once the Respondents established that these functions were actually
performed, and were essential to the normal operations of the department,
it followed that the physical ability and capability to perform these functions
were qualifications reasonably necessary to the normal operation of the
police department. The absence of formal standards with respect to monitoring
and maintaining the health and physical fitness of police officers is of
greater importance to the resolution of the second BFOQ test.
101. Once the first part of the BFOQ test has been established, the employer
must show that its reliance on age as a proxy for job-related qualifications
is more than fair, reasonable or convenient. Criswell at 414. The age requirement
"must be 'reasonably necessary . . . to the particular business,' and
this is only so when the employer is compelled to rely on age as a proxy
for the safety-related job qualifications validated in the first [test]."
Id. This showing required for the second part of the BFOQ test may be met
in either of two ways: First, "[t]he employer could establish that
it ... had reasonable cause to believe, that is, a factual basis for believing
that all or substantially all (persons over the age qualification] would
be unable to perform safely and efficiently the duties of the job involved."
Id. Respondents did not establish that the age requirement was reasonably
necessary through this method. See Findings of Facts Nos. 60-67. On brief,
they did not even address the issue.
102. The second method for "establish[ing] that age was a legitimate
proxy for the safety-related job qualifications [is] by proving that it
is 'impossible or highly impractical' to deal with older employees on an
individualized basis." Criswell at 414. It is at this point that the
considerations set forth in Polk County Juvenile Home and the EEOC regulation
cited in Criswell come into play. See Conclusions of Law Nos. 93-95. Respondents
have failed to prove by a preponderance of the evidence each and all of
the elements necessary to show, by this method, that the age requirement
is reasonably necessary to the operation of the Estherville Police Department.
103. Respondents have failed to prove that the not-yet-age 33 at time
of appointment maximum age hiring limit effectuates their public safety
goals of ensuring that the police force will consist of physically fit police
officers who are without an increased risk of heart or other chronic disease
and are, therefore, physically able to perform the essential functions identified
as reasons for the age cap. Criswell at 416 & n.24 (quoting 29 C.F.R.
S 1625.6(b)). See Findings of Fact Nos. 6972, 78, 82-83, 84-98, 106. Important
to the determination of whether the maximum age hiring limit is 11 I reasonably
necessary' to safe operation of the [department]" is proof "establishing
that a job [age] qualification has-been carefully formulated to respond
to documented concerns for public safety," although risks need not
and cannot be "establish[ed) to a certainty." Criswell at 419.(emphasis
added). Such proof was lacking here. See Findings of Fact Nos. 83, 87-92.
104. Respondents have failed to prove there are no reasonably available
acceptable alternatives to the age requirement. Polk County Juvenile Home
at 916; Criswell at 416 & n-24 (quoting 29 C.F.R. S 1625.6(b)). See
Findings of Fact Nos. 73-82, 99-106. It should be noted that, although cost-effective
measures for monitoring and assessing physical capabilities and the risk
of heart disease are mentioned in the findings of fact, it is well established
law that "[e]conomic considerations cannot be a basis for a BFOQ-precisely
those considerations were among the targets of the Act." EEOC v. County
of Los Angeles, 706 F.2d 1039, 1042 (1983)(quoting Smallwood v. United Air
Lines, Inc., 661 F.2d 303 (4th Cir. 1981)); H. Eglit, Age Discrimination,
§ 16.30A & n.7 (1992). "[A]dded expense [which] would be incurred
by individualized dispositions of employment applications ... is insufficient
to meet the employer's burden." Usery v. Tamiami Trail Tours, 531 F.2d
224, 235 n.26 (5th Cir. 1976). Cf. Wing v. Iowa Lutheran Hospital, 426 N.W.2d
175, 180 (Iowa App. 1988)("Economic savings derived from discharging
older employees cannot serve as a legitimate justification"). See Findings
of Fact Nos. 79-81, 102.
105. In determining whether employers have established that it is highly
impractical to test employees on an individualized basis, it is not required
that any alternative tests be perfect, e.g. that they effectively screen
out all persons with heart disease. EEOC v. County of Los Angeles, 706 F.2d
1039, 1043 (1983). The employer must demonstrate not that the alternative
tests are imperfect, or fail to screen out a small percentage of unqualified
persons, but that they fail to make a "practical reliable differentiation
of the unqualified from the qualified applicant." Id. In this case,
the employer has failed to generate the quantum of credible evidence necessary
to support such a conclusion. See Findings of Fact Nos. 88-92, 102.
106. Respondents have failed to demonstrate that the reasonably available
acceptable alternatives to the maximum age hiring cap neither better advance
Respondents' public safety goals nor equally advance them with less discriminatory
impact. Polk County Juvenile Home at 916 ("less restrictive alternative);
Criswell at 416 & n.24 (citing 29 C.F.R. S 1625.6(b)). See Findings
of Fact Nos. 66, 75-83, 88-102.
107. Based solely on the objective evidence, and disregarding any evidence
of Respondents' subjective intent in creating the age cap, Respondents have
failed to establish a BFOQ for their maximum age hiring limit. See Conclusion
of Law No. 81. See Findings of Fact Nos. 59-106.
EEOC v. Missouri State Highway Patrol Is Neither Governing
Nor Persuasive Authority In This Case:
108. On brief, Respondents rely heavily on a pre Criswell Eighth Circuit
case EEOC v. Missouri State Highway Patrol, 748 F.2d 447 (8th Cir. 1984)
which upheld a 32 age cap for state troopers as a BFOQ under the ADEA. Respondents
Brief at 20-25. Despite Respondents' assertion to the contrary, this case
is not "governing law here" for the reasons set forth in Conclusion
of Law No. 4. Respondents Reply Brief at 6. In addition, the Iowa Supreme
Court has held that, "a U.S. circuit court's interpretation of federal
law is, of course, binding on neither an Iowa agency nor this court. Such
opinions can, however, provide very persuasive authority on questions in
controversy. . .. . [The agency relied on a Seventh Circuit opinion.] The
fact that the authority came from the Seventh Circuit, instead of the Eighth,
is immaterial." Boswell v. Iowa Board of Veterinary Medicine, 477 N.W.2d
366, 370 (Iowa 1991).
109. EEOC v. Missouri State Highway Patrol is
also not persuasive authority in this case. The case was heard by a three
judge panel with one judge filing a separate decision which concurred in
part and dissented in part. Missouri at 448, 457 (McMillian, J, dissenting).
The majority's opinion in Missouri State Highway Patrol has been subjected
to justified criticism. The Fifth Circuit noted that its analysis is confusing
because of the Eighth Circuit's simultaneous treatment of both parts of
the BFOQ test. EEOC v. Mississippi State Tax Commission, 873 F.2d 97, 49
Fair Empl. Prac. Cas. 1393, 1395 (5th Cir. 1989). This treatment is contrary
to the analytical framework subsequently explicated in Criswell and followed
here.
110. The majority opinion was also criticized by the dissent because
of the Court's excessive reliance on principles of federalism and deference
to the state legislatures' judgment. Id. at 457-58 (McMillian, J, dissenting).
It should be noted, however, that principles of federalism do not concern
us here. Also, the legislative judgments in this case are in opposition
to, not support of the hiring cap. Iowa Code §§ 400.17; 601A.6.
The Eighth Circuit also found mandatory retirement and hiring age limits
established by Congress for federal law enforcement positions to be persuasive
without evidence that Congress established them as BFOQS, a position rejected
by other circuits, as noted in the dissent, Missouri at 458, and ultimately
repudiated by the United States Supreme Court. Johnson v. Mayor of Baltimore,
472 U.S. 353, 37 Fair Empl. Prac. Cas. 1839, 1845-46 (1985).
111. Finally, much unlike the instant case, the plaintiffs in Missouri
made "efforts, which at best can be described as minimal, to rebut
the patrol's..... [BFOQ] showing." Missouri at 457. Missouri is not
persuasive authority.
Laches:
112. Respondents assert, on brief, that they are entitled to judgment
on the basis of laches. Respondents' Brief at 60-61. As a matter of law,
Respondents have waived any laches defense or other defense based on any
alleged delay by the Commission because they failed to raise the
issue until after the evidentiary hearing was completed. Foods, Inc. v.
Iowa Civil Rights Commission, 318 N.W.2d 162, 169-70 (Iowa 1982). See Finding
of Fact No. 107.
113. In any event, "the equitable doctrine of lachee relates to
delay in the assertion or prosecution of a claim, working to the disadvantage
or prejudice of another. The doctrine is applied only where it would be
inequitable to allow a person making a belated claim to prevail .... Laches
consists of unreasonable delay in asserting rights which cause another undue
prejudice. Mere passage of time is not enough to establish laches. Each
case is governed chiefly by its own circumstances." Brewer v. State
446 N.W.2d 803, 805 (Iowa 1989)(emphasis added)(citations omitted). "[It]
is an affirmative defense which must be established by clear, convincing,
and satisfactory proof.... It is available only when delay has harmed the
claimant or caused material prejudice." Chicago, Rock Island, and Pacific
Railroad Company v. City of Iowa City, 288 N.W.2d 536, 541 (Iowa 1980).
114. Prejudice is one of the elements of laches which must be shown by
evidence in the record. C.O.P.E.C. v. Wunschel, 461 N.W.2d 840, 846 (Iowa
1990). See 27 Am. Jur. 2d Equity 162 (1966). "Prejudice must
be shown.... Prejudice 'cannot be inferred merely from the passage of time."'
C.O.P.E.C. v. Wunschel, 461 N.W.2d 840, 846 (Iowa 1990)(quoting with approval
Cullinan v. Cullinan, 226 N.W.2d 33,36 (Iowa 1976)). See e.g. Brewer v.
State, 446 N.W.2d 803, 805 (Iowa 1989)(mere passage of time does not demonstrate
unreasonable delay in asserting rights which cause another prejudice).
115. Respondents have introduced no evidence to support these arguments.
Argument by counsel on brief is no substitute for evidence in the record.
See Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 255,
101 S.Ct. 1089, 67 L.Ed. 2d 207, 216 n.9 (1981)(burden of production of
evidence cannot be met through argument of counsel). Given the failure of
Respondents to show prejudice, they have failed to prove any laches defense.
116. It should be noted that the Eighth Circuit case cited by Respondents
for the proposition that agencies have a duty to decide issues within a
reasonable time is concerned with a specific federal statutory provision,
governing federal administrative agencies, which has no state counterpart.
EEOC v. Liberty Loan Corp., 584 F.2d 853, 854 (8th Cir. 1978).
Business Necessity:
117. Respondents attempted to articulate a business necessity defense
for their facially discriminatory policy. Respondents' Brief at 17. An explicit
age-based discriminatory policy is analyzed under the disparate treatment
theory of discrimination and not the disparate impact theory. Therefore,
the business necessity defense does not apply to this case. Auto Workers
v. Johnson Controls, __ U.S.__ 55 Fair Empl. Prac. Cas. 365, 371- 72 (1991).
See Conclusion of Law Nos. 33-34.
Remedies:
118. Violation of Iowa Code section 601 A.6 having been established,
the Commission has the duty to issue a cease and desist order and to carry
out other necessary remedial action. Iowa Code 601A.15(8) (1989). In formulating
these measures, the Commission does not merely provide a remedy for this
specific dispute, but corrects broader patterns of behavior which constitute
the practice of discrimination. Iron Workers Local No. 67 v. Hart, 191 N.W.2d
758, 770 (Iowa 1971). "An appropriate remedial order should close off
'untraveled roads' to the illicit end and not ,only the worn one.' "
Id. at 771.
Compensatory Damages:
119. The Iowa Civil Rights Act gives the Commission
the authority to award actual or compensatory damages, which are designed
to make whole the complainant for any actual or real losses he suffered
as a result of discrimination by Respondents. Iowa Code S 601A.15(8)(a)(8)(1991).
See Chauffers, Teamsters and Helpers v. Iowa Civil Rights Commission, 394
N.W.2d 375, 382 (Iowa 1986). This would include the loss on sale of Complainant
Montz house and moving expenses. See Finding of Fact Nos. 145, 147.
Mitigation of Backpay Damages:
120. The Respondent bears the burden of proof for establishing any failure
of the Complainant to mitigate damages. Children's Home of Cedar Rapids
v. Cedar Rapids Civil Rights Commission, 464 N.W.2d 478,481 (Iowa Ct. App.
1990). "Mitigation is based upon the complainant's receipt of unemployment
benefits and other earned income after the wrongful termination." Children's
Home v. Cedar Rapids Civil Rights Commission, 464 N.W.2d 478, 481 (Iowa
Ct. App. 1990). In order to meet its burden of proving that Complainant
failed to mitigate his damages, Respondent must establish:
(1) that the damage suffered by [the employee] could have been avoided, i.e. that there were suitable positions which [the employee] could have discovered and for which he was qualified; and (2) that [the employee) failed to use reasonable care and diligence in seeking such a position.
. . .
"[R]easonable care and diligence [does not mean] that the... employee is required to make every effort to find employment. A claimant is only required to make every reasonable effort to mitigate damages and is not held to the highest standard of diligence. (citations omitted).
Moreover, a finding of diligence is not a condition precedent to an award of back pay. It is [the employer] not [the employee] who bears the burden of establishing that the claimant willfully failed to mitigate damages and this burden is not met merely by showing that further actions could have been taken in the pursuit of employment. "Rather, the [employer] must show that the course of conduct (employee] actually followed was so deficient as to constitute an unreasonable failure to seek employment." (citation omitted).
In summary, diligence in mitigating damages within the employment discrimination context does not require every effort and it is [the employer], not a claimant, who has the burden of establishing, that the claimant failed to make an honest, good faith effort to secure employment.
Id.
121. Respondent failed to establish that Complainant
Montz did not make an "honest, good faith effort" to obtain work.
Id. Complainant Montz was not required to seek work outside the City of
Estherville, which was intended to be his permanent community, where his
wife worked, and where he cared for his ill mother, in order to mitigate
his damages. Coleman v. City of Omaha, 714 F.2d 804, 33 Fair Empl. Prac.
Cas. 1462, 1464 (8th Cir. 1983)(former police chief not required to leave
community to take out-of-town police chief jobs to mitigate damages); Hegler
v. Board of Education, 447 F.2d 1078, 1081, 3 Fair Empl. Prac. Cas. 1212,
1214 (8th Cir. 1971)(plaintiff not required to abandon community where spouse
worked and seek employment in another state). See Findings of Fact Nos.
131-32.
Backpay Compensation:
122. The Commission has the authority to make awards of backpay. Iowa
Code 601A.15(8)(a)(1) (1989). In making such awards, interim earnings and
unemployment compensation received during the backpay period are to be deducted.
Id., The Complainant bears the burden of proof in establishing his or her
damages. Diane Humburd, 10 Iowa Civil Rights Commission Case Rpts. 1, 9
(1989)(citing Poulsen v. Russell, 300 N.W.2d 289, 295 (Iowa 1981)). See
Children's Home v. Cedar Rapids Civil Rights Commission, 464 N.W.2d 478,
481 (Iowa Ct. App. 1990). The Complainant may meet that burden of proof
by establishing the gross backpay due for the period for which backpay is
sought. Diane Humburd at 10 (citing e.g. EEOC v. Kalfir, Phillips, Ross,
Inc., 420 F. Supp. 919, 924 (S.D. N.Y. 1976), affd mem., 559 F.2d
1203 (2d Cir.), cert. denied, 434 U.S. 920 (1977)). Backpay may include
compensation for life, health and other employer paid insurance. Schlei
& Grossman, Employment Discrimination Law: Five Year Cumulative Supplement
536 (2nd ed. 1989). This the Complainant has done. See Findings of Fact
No. 139-42.
123. The burden of proof for establishing the interim earnings, including
unemployment insurance payments, of the Complainant rests with the Respondent.
Diane Humburd at 10 (citing Stauter v. Walnut Grove Products, 188 N.W.2d
305, 312 (Iowa 1973); EEOC v. Kallir, Phillips, Ross, Inc., 420 F. Supp.
at 924)). See Findings of Fact Nos. 143-44. "The back pay period may...
be terminated when the [complainant] ceases to
look for.alternative employment." Schlei & Grossman, Employment
Discrimination Law: Five Year Cumulative Supplement 531 (2nd ed. 1989)(emphasis
added). There is no evidence of any such cessation of a reasonable work
search here. See Findings of Fact Nos. 131-33, 135-37. "[A] back pay
period terminates when the [complainant] obtains comparable employment."
Id. This period has been terminated at that point. See Finding of Fact No.
138.
124. The award of backpay in employment discrimination cases serves two
purposes. First, "the reasonably certain prospect of a backpay award
. . . provide[s] the spur or catalyst which causes employers and unions
to self-examine and to selfevaluate their employment practices and to endeavor
to eliminate (employment discrimination]." Albemarle Paper Company
v. Moody, 422 U.S. 405, 418-19, 95 S.Ct. 2362, 2371-72, 45 L. Ed. 2d 280
(1975). Second, backpay serves to "make persons whole for injuries
suffered on account of unlawful employment discrimination." Id. 422
U.S. at 419, 95 S.Ct. at 2372. Both of these purposes would be served by
an award of backpay in the present case.
125. "Iowa Code section 601A.15(8) gives
the Commission considerable discretion in fashioning an appropriate remedy
that will accomplish the purposes of chapter 601A." Hy Vee Food Stores,
Inc. v. Iowa Civil Rights Commission, 453 N.W.2d 512, 531 (Iowa 1990). The
Iowa Supreme Court has approved two basic principles to be followed in computing
awards in discrimination cases: "First, an unrealistic exactitude is
not required. Second, uncertainties in determining what an employee would
have earned before the discrimination should be resolved against the employer."
Id. at 530-531. "It suffices for the [agency] to determine the amount
of back wages as a matter of just and reasonable inferences. Difficulty
of ascertainment is no longer confused with right of recovery." Id.
at 531 (Quoting with approval Brennan v. City Stores, Inc., 479 F.2d 235,
242 (5th Cir. 1973)).
Damages for Emotional Distress:
126. In accordance with the statutory authority to award actual damages,
the Iowa Civil Rights Commission has the power to award damages as compensation
for emotional distress sustained as a result of discrimination. Chauffeurs
Local Union 238 v. Iowa Civil Rights Commission, 394 N.W.2d 375, 383 (Iowa
1986)(interpreting Iowa Code 601A.15(8)). The following principles were
applied in determining whether an award of damages for emotional distress
should be made and the amount of such award.
Proof of Emotional Distress:
127. "[A] civil rights complainant may recover compensable damages
for emotional distress without a showing of physical injury, severe distress,
or outrageous conduct." Hy Vee Food Stores, Inc. v. Iowa Civil Rights
Commission, 453 N.W.2d 512, 526 (Iowa 1990). "Humiliation can be inferred
from the circumstances as well as established by the testimony." Seaton
v. Sky Realty, 491 F.2d at 636 (quoted with approval in Blessum v. Howard
County Board, 245
N.W.2d 836, 845 (Iowa 1980)).
128. Even slight testimony of emotional distress, when combined with
evidence of circumstances which would be expected to result in emotional
distress, can be sufficient to show the existence of distress. See Dickerson
v. Young, 332 N.W.2d 93,98-99 (Iowa 1983). Testimony of the complainant
alone may be sufficient to prove emotional distress damages in discrimination
cases. See Crumble v. Blumthal, 549 F.2d 462, 467 (7th Cir. 1977; Smith
v. Anchor Building Corp., 536 F.2d 231, 236 (8th Cir. 1976); Phillips v.
Butler, 3 Eq. Opp. Hous. Cas. S 15388 (N.D. Ill. 1981).
129. In discrimination cases, an award of damages for emotional distress
can be made in the absence of "evidence of economic or financial loss,
or medical evidence of mental or emotional impairment." Seaton v. Sky
Realty, 491 F.2d 634, 636 (7th Cir. 1974). Nonetheless, such evidence in
the record may be considered when assessing the existence or extent of emotional
distress. See Fellows v. Iowa Civil Rights Commission, 236 N.W.2d 671, 676
(Iowa Ct. App. 1988).
130. On brief, Respondents argued that "the Iowa Supreme Court has
held that the Respondent's action must not only be causation in fact, but
be the proximate cause of that claimed emotional distress" and that
Complainant Montz had not proven that his distress was proximately caused
by the discrimination he suffered. Respondents Brief at 65 (citing Hy-Vee
Food Stores v. Iowa Civil Rights Commission, 453 N.W.2d 512, 526 (Iowa 1990)).
"Any injury or damage is proximately caused by an act, or a failure
to act, whenever it appears from the evidence in the case, that the act
or omission played a substantial part in bringing about or actually causing
the injury or damage; and that the injury or damage was either a direct
result or a reasonably probable consequence of the act or omission."
BLACK'S LAW DICTIONARY 1103 (5th ed. 1979).
131. In Hy-Vee, the Court relied, in part, on complainant's testimony
that "[s]he was upset, felt bad, and had headaches. At one point she
described her reaction to the stress she was experiencing: 'I would like
to have a bag to beat it up, punch it in."' Hy-Vee at 526. In light
of the standards set forth above, and of Complainant Montz' testimony and
other credible evidence of emotional distress, it is-clear that any proximate
causation standard implied by Hy-Vee has been met. See Findings of Fact
Nos. 148-56.
Determining the Amount of Damages for Emotional Distress:
132.
Because compensatory damage awards for mental distress are designed to compensate a victim of discrimination for an intangible injury, determining the amount to be awarded for that injury is a difficult task. As one court has suggested, "compensation for damages on account of injuries of this nature is, of course, incapable of yardstick measurement. it is impossible to lay down any definite rule for measuring such damages."
. . .
Computing the dollar amount to be awarded is a function of the finder of fact. Juries and judges have been making such decisions for years without minimums or maximums, based on the facts of the case [and] the evidence presented on the issue of mental distress.
2 Kentucky Commission on Human Rights, Damages for Embarrassment and
Humiliation in Discrimination Cases 24-29 (1982)(quoting Randall v. Cowlitz
Amusements, 76 P.2d 1017 (Wash. 1938)).
133. The two primary determinants of the amount awarded for damages for
emotional distress are the severity of the distress and the duration of
the distress. Bean v. Best, 93 N.W.2d 403, 408 (S.D. 1958)(citing Restatement
of Torts 905). " 'In determining this, all relevant circumstances are
considered, including sex, age, condition of life, and any other fact indicating
the susceptibility of the injured person to this type of harm.' And continuing
'The extent and duration of emotional distress produced by the tortious
conduct depend upon the sensitiveness of the injured person.' " Id.
(quoting Restatement of Torts 905). See also Restatement (Second) of Torts
905 (comment i).
134. A wrongdoer takes the person he injures as he finds him. McBroom
v. State, 226 N.W.2d 41, 45 (Iowa 1975). A previously disabled person injured
by the acts of a wrongdoer "is entitled to such increased damages as
are the natural and proximate result of the wrongful act." Id. at 46;
Keeton, Prosser and Keeton on the Law of Torts 292 (1984). This principle
applies to psychological and emotional injuries. McBroom v. State, 226 N.W.2d
41, 45 (Iowa 1975).
135. On the other hand, the wrongdoer is not required to pay damages
for emotional distress resulting from sources completely independent of
its conduct. See Keeton, Prosser and Keeton on the Law of Torts 292, 345,
348-50 (1984). Cf. Lynch v. City of Des Moines, 454 N.W.2d 827, 836 (Iowa
1990)(upholding award of emotional distress damages in sexual harassment
case against appeal of damages as inadequate-noting some distress due to
other turmoil in complainant's life unrelated to discriminatory actions
of employer). With items such as pain and suffering, where the extent of
the harm is almost incapable of definite proof, the factfinder is granted
wide latitude in determining what amount of damage is attributable to the
wrongdoer despite the absence of specific proof. Keeton, Prosser and Keeton
on the Law of Torts 348- 350 & nn.47, 49 (1984)
Interest:
Pre-Judgment Interest:
136. The Iowa Civil Rights Act allows an award of actual damages to persons
injured by discriminatory practices. Iowa Code 601A.15(8)(a)(8). Pre-judgment
interest is a form of damages. Dobbs, Hornbook on Remedies 164 (1973). It
"is allowed to repay the lost value of the use of the money awarded
and to prevent persons obligated to pay money to another from profiting
through delay in litigation." Landals v. Rolfes Company, 454 N.W.2d
891, 898 (Iowa 1990). Prejudgment interest is properly awarded on an ascertainable
claim. Dobbs, Hornbook on Remedies 16667 (1973). Because the amount of back
pay due Complainant at any given time has been an ascertainable claim since
he was denied-employment, prejudgment interest should be awarded on the
back pay. Such interest should run from the date on which back pay would
have been paid if there were no discrimination. Hunter v. Allis Chalmers
Corp., 797 F.2d 1417, 1425-26 (7th Cir. 1986)(common law rule). The method
of computing pre-judgment interest is left to the reasonable discretion
of the Commission. Schlei & Grossman, Employment Discrimination Law:
Five Year Cumulative Supplement 543 (2nd ed. 1989). No pre-judgment interest
is awarded on emotional distress damages because these are not ascertainable
before a final judgment. See Dobbs, Hornbook on Remedies 165 (1973).
Post-Judgment Interest.,
137. Post-judgment interest is usually awarded upon almost all money
judgments, including judgments for emotional distress damages. Dobbs, Hornbook
on Remedies 164 (1973).
Attorneys Fees:
138. The Complainant having prevailed, he is entitled to an award of
reasonable attorney's fees. Iowa Code 601A.15(8)(1989). If the parties cannot
stipulate to the amount of these fees, they should be determined at a separate
hearing. Ayala v. Center Line, Inc., 415 N.W.2d 603, 606 (Iowa 1987). The
Commission must expressly retain jurisdiction of the case in order to determine
the actual amount of attorney's fees to which Complainant is entitled to
under this order and to enter a subsequent order awarding these fees. City
of Des Moines Police Department v. Iowa Civil Rights Commission, 343 N.W.2d
836, 839 (Iowa 1984).
139. Respondents have suggested that Complainant be denied an award of
attorney's fees because of the conduct of his counsel at hearing. Respondents'
Brief at 72. Whatever impact his counsel's behavior might or might not have
on the award of fees to the Complainant should be determined after the evidentiary
hearing on fees required by Ayala. However, both Respondents' and Complainant's
counsel are reminded of the following provisions of the Code of Professional
Responsibility, which apply to administrative hearings under EC 7-15, and
are admonished to follow them during the course of any future evidentiary
hearing before this agency:
A. Disciplinary Rule 7-106 Trial Conduct.
(C) In appearing in his professional capacity before a tribunal, a lawyer shall not:
. . .
(2) Ask any question that he has no reasonable basis to believe is relevant to the case and that is intended to degrade a witness or other person.
. . .
(6) Engage in undignified or discourteous conduct which is degrading to a tribunal.
B. Ethical Consideration 7-36.
Although a lawyer has the duty to represent his client zealously, he should not engage in any conduct that offends the dignity and decorum of proceedings. While maintaining his independence, a lawyer should be respectful, courteous, and aboveboard in his relations with a judge or hearing officer before whom he appears.
C. Ethical Consideration 7-37.
[I]11 feeling [between clients] should not influence a lawyer in his conduct, demeanor, and attitude towards opposing lawyers. A lawyer should not make unfair or derogatory personal reference to opposing counsel. Haranguing and offensive tactics by lawyers interfere with the orderly administration of justice and have no proper place in our legal system.
D. Ethical Consideration 7-38.
A lawyer should be courteous to opposing counsel and should accede to reasonable requests regarding court proceedings, settings, continuances, waiver of procedural formalities, and similar matters which do not prejudice the rights of his client.
E. Ethical Consideration 7-10.
The duty of a lawyer to represent his client with zeal does not militate against his concurrent obligation to treat with consideration all persons involved in the legal process and to avoid the infliction of needless harm.
Iowa Code of Professional Responsibility for Lawyers. Credibility, Testimony,
and Expert Opinions:
140. In addition to the factors mentioned in the section entitled "Course
of Proceedings" and in the findings on credibility in the Findings
of Fact, the Administrative Law Judge has been guided by the following two
principles: First, "[w]hen the trier of fact ... finds that any witness
has willfully testified falsely to any, material matter, it should take
that fact into consideration in determining what credit, if any, is to be
given to the rest of his testimony." Arthur Elevator Company v. Grove,236
N.W.2d 383,388 (Iowa 1975). "[I]n the determination of litigated facts,
the testimony of one who has been found unreliable as to one issue may properly
be accorded little weight as to the next." NLRB. v. Pittsburgh Steamship
Company, 337 U.S. 656, 659 (1949) (rejecting proposition that consistently
crediting witnesses of one party and discrediting those of the other indicates
bias). Second, "[t]he trier of facts may not totally disregard evidence
but it has the duty to weigh the evidence and determine the credibility
of witnesses. Stated otherwise, the trier of facts... is not bound to accept
testimony as true because it is not contradicted. In Re Boyd, 200 N.W.2d
845, 851-52 (Iowa 1972).
141. In Iowa, expert opinion evidence may be accepted as conclusive by
the trier of fact either "in whole, in part, or not at all." State
v. Nunn, 356 N.W.2d 601, 604 (Iowa Ct. App. 1984).
142.
The acceptance or rejection of opinion evidence does not depend upon the expert's abstract qualifications alone. Bernal v. Berhardt, 180 N.W..2d 437 (Iowa 1970). Such an opinion must necessarily be tested by the specific facts upon which it is based, stated by the witness or stated in a hypothetical question. Albrecht v. Rausch, 193 N.W.2d 492 (Iowa 1972). We have said an expert's opinion rises no higher than the level of evidence and logic on which it is predicated. In re Springer's Estate, 252 Iowa 1220, 110 N.W.2d 380 (1961). Even if uncontroverted, expert opinion testimony is not binding on the trier of fact; it may be accepted in whole, in part, or not at all. Olson v. Katz, 201 N.W.2d 478 (Iowa 1972).
Wilson-Sinclair Co. v. Griggs, 211 N.W.2d 133, 142 (Iowa 1973).
143. In Wilson-Sinclair, the opinion of an expert witness, an industrial
psychologist, as to the discriminatory impact of a test was rejected by
the court, in part, because he "advanced no empirical studies or experiences
involving this standard test to substantiate his opinion as it related to
the case before us." Id. In this case, Dr. Moe's opinions and conclusions
were found to be credible, in part, because they were well-supported by
refereed empirical medical studies. See Finding of Fact No. 163. Such studies
may be relied on by a finder of fact when they are admitted in evidence.
See Id. at 141. Some of Dr. Hranac's and Dr. Muchinsky's opinions, on the
other hand, lacked sufficient supporting data. See Findings of Fact Nos.
169, 171, 175.
144. Other factors which may be considered when determining the credibility
of expert witnesses include, but are certainly not limited to, failure to
perform analyses normally performed by an expert to achieve a reliable opinion,
board certification (or the lack of it), and financial interest. See
e.g. Mauet, Fundamentals of Trial Techniques, 289-90 (1980).
145. The United States Supreme Court rejected the proposition that "where qualified experts disagree as to whether persons over a certain age can be dealt on an individual basis, an employer must be allowed to resolve that controversy in a conservative manner." Criswell at 423. "This argument incorrectly assumes that all expert opinion is entitled to equal weight, and virtually ignores the function of the trier of fact in evaluating conflicting testimony." Id. Such a rule would "give free reign to the stereotype of older workers." Id. In the light of the evidence in the record of reasonably available, less restrictive, practical alternatives to age discrimination, "[any] attempt to justify [the employer's] decision on the basis of the contrary opinion of experts-solicited for the purpose of litigation-is hardly convincing on any objective standard short of complete deference [to the employer's decision]. Even in cases of public safety, [such deference is] not permit[ed]." Id.