BEFORE THE DEPARTMENT OF INSPECTIONS AND
APPEALS
Roxana Sotomayor,
DIA # 01ICRC003
Complainant, CP
# 08-99-37858
and
IOWA CIVIL RIGHTS
COMMISSION, PROPOSED
DECISION
vs.
Fast Photo (Howard Horan,
Owner),
Respondent,
and
Horan Studio (Howard Horan,
Owner),
Respondent.
FINDINGS OF FACT:
I. JURISDICTIONAL AND
PROCEDURAL FACTS:
1. On August 30, 1999, Roxana Sotomayor, the
complainant, filed a charge of discrimination with the Iowa Civil Rights
Commission charging respondents Fast Photo (Howard Horan, owner) and Horan
Studio (Howard Horan, owner), with race, national origin, and retaliation
discrimination in employment. (Cp. Ex. 1).
Probable cause was found on this complaint on January 17, 2001. (Cp. Ex. 2). Conciliation efforts failed on
or about October 15, 2001, (CP. Ex. 3). The Notice of hearing was issued on
January 11, 2002. (Notice of
Hearing). A one day public hearing on
this complaint was held on March 5, 2002 before the Honorable Donald W.
Bohlken, Administrative Law Judge, in Coralville City Hall, Coralville,
Iowa. The Complainant was represented
by attorney Todd Dwire. The Iowa Civil
Rights Commission was represented by Rick Autry, assistant attorney
general. The Respondents were
represented by their owner, Howard Horan, but were not represented by counsel.
The record was held open for the briefs of the Commission and the Respondent,
which were received, respectively, on May 20 and May 22, 2002.
II. BACKGROUND:
2. The Complainant was born in Puerto Rico
twenty five years ago. (Tr. at 8). She
is not a native English speaker. (Tr.
at 9). She moved to the continental United States at the age of seventeen after
having learned some English in High School. Id.
3.
In August of 1998 she came to work for Respondents at the Fast Photo and Horan
Studio businesses. (Tr. at 10). She was about twenty one years old at the
time she came to work for Howard Horan, owner of the Respondent businesses.
4.
The Complainant came to Iowa City because her boyfriend had been accepted to
medical school. She intended to remain for at least the four years of medical
school. (Tr. at 10).
5. The Complainant was hired "on the
spot" by Howard Horan to work in the one hour photo developing business
called Fast Photo. (Tr. at 11). The
Complainant came to trust Mr. Horan and even to think "he was like a dad
for me" - a characterization which Mr. Horan did not eschew. (Tr. at 17, 147).
6. With a first year medical student as her
boyfriend, the Complainant spent a great deal of time at work. During her time in Iowa her job became very
important to her - so much that it was her "life". (Tr. at 16, 19). Towards the end of her employment she worked longer and longer
hours. (Tr. at 13, 16). Her performance was excellent. (R.Ex. B).
7. The Respondent Fast Photo was owned by
Howard Horan and located in same building as the Respondent Horan Studio. (Tr.
at 12). The building was a small one and both businesses were located in close
proximity. (Tr. at 12, 92).
8. There were only two full-time employees,
Dana Stoll and the Complainant. (Tr. at
12, 190). Of these two, Dana Stoll was the longer term employee. (Tr. at 11, 129-30). Ms. Stoll was the "manager" at
"Fast Photo/Horan Studio".
(Tr. at 129, 141).
9. In this "manager" position, Ms.
Stoll was the supervisor of the Complainant.
(Tr. at 14, 141-42, 190). Dana
Stoll was the "number two" person at Respondents Fast Photo/Horan
Studio. (Tr. at 142). When Mr. Horan was out of the office for any
reason Ms. Stoll was in charge. (Tr. at
14, 93, 188).
10. In Mr. Horan's opinion, Dana Stoll was the
more valuable of the two full-time employees.
(Tr. at 14, 190). As Mr. Horan is
a photographer by trade, it would not be unusual for him to be out of the
office on "shoots", for significant periods of time during the work
week. (Tr. at 15). It was common, therefore, for Ms. Stoll and
the Complainant to be alone in the business.
(Tr. at 15).
11. Ms. Stoll and the Complainant were required
by their jobs to be in constant contact.
(Tr. at 15-16, 143). It was a
requirement of the Complainant's job that she work very closely with Ms.
Stoll. (Tr. at 15-16, 143, 187). In order for the Complainant to perform her
job she had to work with Ms. Stoll on a "smooth continuous basis"
from "moment to moment". (Tr.
at 151, 186; R.Ex. D). Communication
between the two was a necessity of the job. (Tr. at 72-74; R. Ex D).
Cooperation and trust between the two jobs on a daily basis was a necessity.
(Tr. at 187).
12. On March 17 of 1999 the Complainant and Ms.
Stoll were at a St. Patrick's Day celebration at "Charlie's Bar" in
Iowa City. Ms. Stoll drank a lot during
this celebration. At one point Ms.
Stoll visited the rest room and was gone long enough that the Complainant
became concerned for her.
13. When she entered the restroom the
Complainant overheard a conversation between Ms. Stoll and another. Ms. Stoll was complaining that the
Complainant was receiving too much attention from the men in the bar and Ms.
Stoll remarked that the Complainant was a "fucking Puerto
Rican". (Tr. at 17-18). The Complainant let Ms. Stoll know that she
was in the room and the Complainant left shortly afterwards. (Tr. at 18-19).
14. Later the Complainant mentioned the incident
to Mr. Horan and sought his advice.
(Tr. at 19). Mr. Horan indicated
that the incident was outside of work and therefore he was unable to do
anything about it. (Tr. at 19, 149).
The Complainant decided to take no further action since her job meant a
lot to her. (Tr. at 19).
15. In June of 1999, 17-year-old LaTasha Massey
was hired to work at Horan Studio on a part-time basis. (Tr. at 91). Ms. Massey is an African-American. Id. Her hours of work were part-time. (Tr. at 91). She worked
in the photo studio business for Mr. Horan.
(Tr. at 92).
III. WORKING ENVIRONMENT: DEROGATORY COMMENTS
ABOUT ASIAN CUSTOMERS:
16. When Asian people came in to have passport
pictures taken Mr. Horan would ask Ms. Massey about the race of the
customers. (Tr. at 96; Cp. Ex 8). Mr. Horan would then mock the
language presumably spoken by the Asian customers by making stereotypical
noises such as "Chang chang chang" and similar "insulting
sounds". (Tr. at 21, 96, 140-141).
He did this whenever such a customer was seen by him, which was most
days. (Tr. at 96).
17.
On August 11, 1999 an Asian customer entered Horan Studio/Fast Photo and
inquired about a passport photo. Mr. Horan
asked Ms. Massey the race of the customer.
Ms. Massey did not reply.
(Cp. Ex. 8). The Complainant
told Mr. Horan that he had an oriental customer wanting a passport photo and
Mr. Horan then made the mocking "chang chong" noise. (Tr. at 21; Cp.
Ex. 8). The Complainant did not reply
to these noises. (Tr. at 21).
IV. COMPLAINANT'S
OPPOSITION TO REMARKS ABOUT ASIAN CUSTOMERS AND THE EMPLOYER'S RESPONSE:
18. Later that day, Ms. Massey raised the issue of
Mr. Horan's mocking
of
Asian customers with Ms. Stoll. (Tr. at 21-28, 96-103; Cp. Ex. 4, 8, 9). Ms.
Stoll attempted to justify Mr. Horan's attitudes
about
Asians by the fact that he sometimes has trouble understanding them and
complying with their requests. Id.
The Complainant and Ms. Massey challenged these explanations as unfair. Id.
19. Ms. Stoll remarked that if people come to
this country they should learn the language.
Id. Both her co-workers challenged this statement and Mr. Horan's
assumption that persons of certain races could not speak fluent English. Ms. Stoll then attempted to justify racist
attitudes by explaining how they are born of specific experiences. She mentioned a "Chinese gang"
which had caused trouble for her brother and that they referred to this group
of people as "dirty chinks". Id. (Tr. at 143).
20. Ms.
Stoll also stated that when she worked at Charlie's Bar there was a group of
Hispanic men whose behavior was undesirable to Ms. Stoll. She told the
Complainant and Ms. Massey that she referred to these men as "dirty
spics" or "fucking spics".
(Tr. at 25, 98, 143). The use of
the slur "fucking spics" was upsetting to the Complainant who then
confronted Ms. Stoll over her attitude about Hispanics. (Tr. at 25). The Complainant said to
Ms. Stoll "I guess you don't like me then" and reminded Ms. Stoll of
the incident on St. Patrick's Day. (Tr.
at 25-26). The discussion of this event caused Ms. Stoll to suddenly throw things
and shout violently "I'm a fucking racist take it or leave". (Tr. at 27, 100; Cp. Ex. 4, 8). In reaction to this the only other two people in the room, Ms. Massey
and the Complainant, told Ms. Stoll they were "leaving". (Tr. at 107; Cp. Ex. 4, 8, 9).
21. Ms. Stoll's reaction was to scream
"Bitch" and storm out of the business. (Cp. Ex. 4, 8). Within a
few minutes Ms. Stoll returned. When
the Complainant placed negatives on Ms. Stoll's desk Ms. Stoll told her not to
say anything because Ms. Stoll would "explode". (Tr. at 103; Cp. Ex. 8).
22.
During this confrontation, Ms. Stoll lost her composure altogether and was
completely out-of-control. (Tr. at
26-27, 100-102, 142). Her angry
demeanor was "off the scale".
(Tr. at 27). She was so angry
she appeared that she would hyperventilate.
(Tr. at 100). She was
"really mad", "wide-eyed angry" and behaving in a
"violent" manner. (Tr. at
26-27, 101).
23. Mr. Horan returned to the business sometimes towards the end of the argument between Ms. Stoll and her subordinates. (Tr. at 29-31, 104-106; Cp. Ex. 4, 8). There was no formal complaint procedure at respondents Fast Photo and Horan Studio. (Tr. at 192). Employees were expected to bring any problems to Mr. Horan. (Tr. at 192). Mr. Horan was "shoulder to shoulder with them on a day-to-day basis" and would in that fashion handle any problems that came up. (Tr. at 192-93).
24.
The Complainant informed Mr. Horan that
Ms. Stoll had said she was a "fucking racist take it or leave". Id. Mr. Horan's reaction was to place his hands over his ears and shake his
head. (Tr. at 30, 158; CP. Ex. 4,
8).
25. By the time Mr. Horan was informed of the
fight, it was 4:00 p.m. and time for the Complainant to leave for the day. (Tr. at 30; Cp. Ex. 4). Mr. Horan caught up
with her in the parking lot. Id.
As she stood by her car, Mr. Horan asked her about her plans for the next
day. (Tr. at 30-31; Ex. 4). The
Complainant told him she would not let him down and she asked that he do
something about Dana. Id. She
also indicated she would stay with the business until Mr. Horan could find a
new employee to take her place.
V. CONSTRUCTIVE DISCHARGE AND SUBSEQUENT ACTUAL
DISCHARGE OF COMPLAINANT:
A. The Constructive Discharge:
26. With respect to the constructive discharge,
it must be noted that the Hispanic Complainant heard her supervisor justify the
use of racist terms, i.e. "fucking spic, or "dirty spic". The Complainant's supervisor was confronted
with having called the Complainant a "fucking Puerto Rican". The supervisor's reaction was to say
specifically that the supervisor was "a fucking racist" and
Complainant could "take it or leave."
27. Leaving her employment is a reasonably
foreseeable consequence when a Latina objects to the phrase "fucking
spic" and is told to "take it or leave". Any reasonable person would feel compelled
to resign if she was in the circumstances facing the Complainant. First, any reasonable person would interpret
Ms. Stoll's statement, in context, to mean that neither Ms. Stoll nor Mr. Horan
intended to change their discriminatory conduct and that putting up with it was
an express condition of employment.
This is how both the Complainant and Ms. Massey understood the
statement. (Tr. at 27, 102).
28. Second, while it is difficult to reconstruct
the full color of Ms. Stoll's conduct, both Ms. Massey and the Complainant were
alarmed by Ms. Stoll's volatile behavior.
She was screaming, wide-eyed, and throwing things. She was totally out of control. Both her subordinates knew they had deeply
angered their boss by their confrontation over racism.
29. Third, this situation was exacerbated by the
requirement that the Complainant work closely with Ms. Stoll. Everyone at respondents Fast Photo/Horan
Studio was required to work in close proximity. The Complainant was often alone with Ms. Stoll while Ms. Stoll was
in charge. In order to perform her job,
the Complainant had to interact and cooperate with Ms. Stoll on a continuous
and smooth basis. The two had to trust
one another and get along in order to function in their work. (Tr. at 121-22, 142-43). Mr. Horan himself asserted that, at the time
Complainant left to go home at the end of the day of the confrontation with Ms.
Stoll, she was no longer capable of performing her job. (Tr. at 187, 195).
30. Fourth, it should be noted that another
person was present and witnessed Dana Stoll's outbursts. After seeing Dana Stoll's true colors, after
being told "take it or leave", LaTasha Massey was the first to decide
that she couldn't take it. She
left. She never had any question that
she would stay. (Tr. at 107). The reasonableness of the Complainant's
judgment is supported by the action of the only other person in a similar
position.
31.
Fifth, although Mr. Horan was immediately informed of Ms. Stoll's behavior and
asked to do something to correct it, he never indicated that he would take any
action. He only covered his ears with his hands and shook his head.
32. The Complainant thus left her employment due
to the treatment she received on August 11th.
Although not a binding determination, it should be noted that a Job
Service decision held that the Complainant quit her job for good cause attributable to the
Respondent. (Cp. Ex. 5). The complainant was constructively
discharged due to the racially discriminatory and retaliatory actions of her
supervisor and her employer's refusal to remedy those actions after being
informed of them.
B. The Discharge:
33. On the evening of August 11th, the
Complainant called Jay Raabe, a coworker.
(Tr. at 31; Cp. Ex. 4). She
called him to try and arrange to have someone work for her the next day. Id. They discussed the argument with
Ms. Stoll. Raabe gave her the names of
the NAACP and some other resources.
34. Soon after learning that she had spoken with
Raabe, Mr. Horan called the Complainant.
(Tr. at 33; Cp. Ex. 4). Mr. Horan told the Complainant that, in seeking
a remedy, she would not be hurting Mr. Horan but hurting his business. Id. He also suggested that the
Complainant see a psychiatrist. (Tr. at 32-33).
35. The Complainant again insisted that Mr.
Horan should do something about Ms. Stoll indicating, with the idiom "put
your pant and your belt in your place," that he should take
responsibility. (Tr. at 33, 49; Cp. Ex.
4). At no time did Mr. Horan indicate that he would take any action about Ms. Stoll's
behavior on August 11, 1999. (Tr. at
30-31, 33; Cp. Ex 4).
36. During this telephone conversation, Mr.
Horan asked the Complainant how she "felt". She replied "I feel to beat the hell out of Dana but I'm
gonna take a nap." (Tr. at 32; Cp. Ex. 4). The
Complainant did not say that she in fact planned to perpetrate any violence on
Dana, nor did she mention knocking out Dana's teeth, as claimed by Mr.
Horan. (Tr. at 33-35). Mr. Horan made no response to the
Complainant's statement about how she felt to "beat the hell" out of
Dana. (Tr. at 35; Cp. Ex. 4).
37. The next morning the Complainant arrived at
Horan studio during a hard rain. (Tr.
at 36). She saw Mr. Horan waiting for
her at the door and thought he was going to hold the door for her. Id. Instead, he stopped her at the
door and informed her that day was her last day. Id. (Cp. Ex. 4). He was concerned by her
"threats" to Ms. Stoll and had decided that the Complainant could no
longer work there. (R. Ex. B, D). The Complainant was
escorted through the building so she could gather her personal belongings. She then left for good. (Tr. at 36; Cp. Ex. 4).
38. The reaction of Mr. Horan to his telephone
conversation with Complainant was to terminate her employment the next
day. The reason given by Mr. Horan was
that he thought the Complainant had threatened Ms. Stoll and that he had to
"separate" the two. (Tr. at
152).
39. The essence of the Respondents' position is
that the Complainant showed she was unreasonable, untrustworthy and volatile by
bringing the St. Patrick's Day event into the workplace. (Tr. at 151-152; R. Ex. B, D). This position is not supported by the
greater weight of the evidence.
40. It was Ms. Stoll, not the Complainant, who
was totally out of control on August 11th.
Ms. Stoll admits being out of control.
(Tr. at 142). Ms. Stoll was the
one who acted in a violent" fashion and who remarked that she was going to
"explode". (Tr. at 26-27,
101, 103; Cp. Ex. 8). In contrast, the
conversation between the Complainant and Mr. Horan did not even take place in
the presence of Ms. Stoll. It was not a
credible specific treat made to Ms. Stoll. (Tr. at 33-35). The Complainant merely stated that she
"felt like" beating up Ms. Stoll but was actually "going to take
a nap."
41. The Complainant did not even initiate this
"threat'. Mr. Horan asked her how
she felt and she replied. While he
alleges that he rid himself of the Complainant because she had
"threatened" Ms. Stoll, he indicated no concerns about this threat
when he told her that he would see her in the morning. (Tr. at 35). He didn't mention it in the letter of termination he gave the
Complainant, but suggested there that he was accepting her resignation. (Cp. Ex. 6). Mr. Horan used this
'threat" as an after-the-fact rationalization for his decision to
discharge her as opposed to dealing with racism in his business. This is, in effect, retaliation against the
Complainant for her opposition to the racist views expressed by Ms. Stoll and
the treatment of Asian customers by Mr. Horan.
42. There is no evidence that Mr. Horan looked
for less extreme measures for dealing with this perceived "threat",
such as asking the Complainant the next day what she actually intended to do
with respect to Ms. Stoll or requiring that Ms. Stoll, who initiated actual
violent behavior, i.e. shouting and throwing things around, take a few days off
with or without pay to cool off the situation.
43. Mr. Horan also focused exclusively on the
complainant's statement of what she felt like doing while disregarding other
statements reflecting a more mature and responsible attitude. The complainant had also told Mr. Horan, as
she left work, that she would not let him down and would remain employed until
he could find a replacement. The implication
is that she would continue to work with Ms. Stoll until a replacement for the
Complainant was found.
44. By supposedly firing the Complainant based on this alleged threat, the Respondent ignored the discriminatory work environment created by the combinations of his racist ridicule of certain customers and the actions and statements of Ms. Stoll. It was this discriminatory and retaliatory working environment and harassment which directly resulted in this supposed "threat" by the Complainant. Such misconduct, if a mere statement of feeling given in response to an inquiry by the employer can be characterized as such, had its genesis in the working environment. There was no actual carrying out of this threat or even sufficient inquiry to determine if was real or merely a statement of emotion given in response to an inquiry about how the appellant felt. For reasons stated in the conclusions of law, such a reason is not legitimate as the employer created the underlying problem.
VI. REMEDIES: BACKPAY:
45. The record shows the following earnings for
the Complainant at Horan Studio:
A. 1998 - 699 hours over 17 weeks. (19 hours of overtime). Rate of pay was $8.00
per hour. ($12.00/hr overtime rate).
Total
pay over this period:
680
regular hours x $8.00 = $5440.00
19
overtime hours x $12.00 =$ 228.00
Total 1998 pay = $5668.00
(Tr.
at 147; R. Ex. B)
B. 1999 - 1,398.5 hours over 30 weeks. (198.50
overtime hours or apprx 6.6 hours
overtime per week). Rate of pay was
$8.00 per hour regular ($12.00 per hour overtime) for the first 15 weeks. This was raised to $9.00 per hour regular
($13.50 overtime) after this. Although
Complainant testified that the overtime increased over time it can be evenly
allocated for purposes of calculation:
600
regular hours x $8.00 = $4,800.00
99
overtime hours x $12.00 = $1,188.00
600
regular hours x $9.00 = $5,400.00
99
overtime hours x $13.50 = $1,336.50
Total 1999 pay = $12,724.50
(Tr.
at 147; R. Ex. B).
46. According to Respondent, the Complainant
earned an average weekly wage of $363.90. This average apparently was based on
her entire time with Respondent and did not account for an increase in hours
nor her increase in the rate of pay in 1999.
(Tr. at 13, 37, 185-86; R. Ex. B).
47. Complainant credibly testified that her
hours increased during the last three months or so of her employment. (Tr. at 13, 37). Mr. Horan testified that in 1998 Complainant worked an average of
41 hours per week. (Tr. at 147). He further testified that in 1999 she worked
a total of 1,398.5 hours over thirty weeks.
Id.
48. Given that the last three full months of
Complainant's employment plus the portion she worked in August is about 15
weeks the following calculation is appropriate:
15
weeks at 41.12 hours per week (the 1998 average)= 616.8 hrs
15
weeks at 52.11 hours per week
= 781.65 hrs
Total
1398.45 hrs
51. This is consistent with Complainant's
testimony of 50 to 60 hours per week.
(Tr. at 38). The Commission will
therefore use 50 hours per week when calculating the requested backpay. Since 40 hours of this is straight pay and
10 hours is time-and-a-half, and the Complainant earned nine dollars an hour,
(Tr. at 38), the calculation of gross weekly "would have earned" pay
is:
(40
+ (1 1/2 x 10)) hrs x $9.00 /hr = (40 + 15) hs x $9.00 /hr = 55 hours x $9.00
/hr = $495.00 per week.
52. Using these figures the gross backpay can be
calculated:
1999 - 19 weeks @ $495.00 wk $ 9,405.00
2000 - 52 weeks @ $495.00 wk $25,740.00
2001 - 52 weeks @ $495.00 wk $25,740.00
2002 - 20 weeks @ $495.00 wk $ 9,900.00
TOTAL
GROSS BACKPAY $70,785.00
53. Complainant was paid through August 25,
1999. (Cp. Ex. 6). The period from
8/25/99 to 12/31/99 is 19 weeks.
54. The Commission has therefore met its burden
of proving the gross backpay due: $70,785.00 based on $495 per week since the
date of discharge.
55. The following interim earnings appear in the
record:
1999
- Starting in October Complainant earned approximately $312.00/ wk for
approximately 11 weeks, (Tr. at 39), for a total of $3,432. This is increased by the amount of
unemployment, $2004.66, calculated below, to $5436.66.
2000
- $13633.18. (Ex. 7).
2001
- $5,000.00. (Tr. at 40).
2002
- $280 / wk for 20 weeks = $5,600.00.
56. The amount of unemployment compensation can
be calculated from the record. Since
Complainant received a raise in April the highest full quarter earnings for her
would be the second quarter. In the
second quarter of 1999 Complainant earned approximately:
3
weeks at $8.00/hr for 40 hr/wk regular time with 19.8 hours of overtime at
$12.00/hr.
12
weeks at $9.00 hr for 40 hr/wk regular time with 79.2 hours of overtime at
$13.50/hr.
3
weeks x 40 hours x $8.00 = $960.00.
19.8
hours x $12.00 = $237.60
12
weeks x 40 hours x $9.00 = $4,320.00.
79.2
hours x $13.50 = $1,069.20
Total
in highest quarter of 1999: $6586.80
57. Since Complainant had no dependents her
weekly unemployment benefit would be 1/23 this amount. Iowa Code section 96.3 (2001). This would be
$286.38 per week.
58. From her last paid day on August 25 to
mid-October is about 7 weeks. Thus the
total unemployment was approximately $2004.66 all paid in 1999.
59. The end of the first twenty weeks in 2002
approximately equals the typical college graduation date four years after
Complainant started at Respondent.
Backpay terminates at that point.
60. The
net backpay appearing in the recordl, based on the formula of: gross back pay -
(interim earnings and unemployment insurance) = net back pay:
1999:
$ 9405.00 - $5436.66 = $ 3968.34
2000: $25740.00 - $13633.18 = $12106.82
2001: $25740.00 - $5000.00 = $20740.00
2002: $9900.00 - $5600.00 = $ 4300.00
TOTAL
NET BACK PAY $41115.16
Total Net Backpay = $41115.16
VII. REMEDIES:
EMOTIONAL DISTRESS:
61. As
previously noted, during her stay in Iowa the Complainant spent her time
working. As she worked longer and
longer hours, work became her life. (Tr. at 13, 16, 19). She was a youth at the
time and had been in the continental United States for less than five years
when she started working for Respondent.
She came to trust Howard Horan, to seek his advice, and to think of him
like a father. (Tr. at 17). It was in
this vulnerable situation the Complainant found herself on August 12, 1999 when
Mr. Horan fired her. She felt "betrayed" by Mr. Horan.(Tr. at 42-43).
62. After this betrayal by Mr. Horan, the
Complainant suffered some emotional pain.
She cried a lot while driving home that day. She cried frequently while she was in Iowa. (Tr. at 43-44). She testified she went to a mental clinic because she felt like
killing herself, but could not recall the name of the clinic. (Tr. at 43, 65). The clinic prescribed Paxil although it did not help much. (Tr. at 43, 81). While she testified that, for a month and a half, until she left
Iowa, she fell into a pattern of self-destructive behavior and would, every
day, sit in the dark in her living room and just cry, fail to take care of
herself or her house, not want to go anywhere and turn into a vegetable who had
nightmares and could not sleep, it appears that her life during this time was
not quite the unending nightmare she describes. (Tr. at 44, 47). She admitted that, sometime after her
constructive discharge, but before she left Iowa for Minnesota, she went to
California for a week or two for a family member's wedding, went dancing, went
to the beach and had a good time. She
was not depressed or sitting in the dark crying during that time. After she
went to Minnesota, she got better. (Tr. at 62-65). There is also a slight discrepancy between claiming that, during
this period in Iowa, she did not want to go anywhere while also claiming that
every night she would go to a bar and drink until she was "unstable."
(Tr. at 44, 47).
63. There is other testimony of the Complainant
concerning her emotional distress, but no supportive medical evidence. She
averred that whenever she drove by the studio she suffered some sort of attack
where she became unable to breathe and felt as if someone was ripping her
insides out. (Tr. at 43, 45-46). This depression and emotional turmoil drove
the Complainant out of the State of Iowa.
(Tr. at 46).
64. When the trial of this case came back to
remind her of her treatment at the Respondent businesses, the distress also
came back. The Complainant testified
she was hospitalized for three days because of the stress of this litigation. She had severe stomach pain and couldn't
stop vomiting. She has been placed on
stress medication for her stomach because of the mere stress of dealing with
Horan once again. (Tr. at 47-48).
Again, however, there is no supportive medical evidence of these facts.
65. The Complainant cried during the course of
her testimony. It may be and is
reasonably inferred that this litigation also created additional emotional
distress.
66. Emotional distress may also be and is
reasonably inferred from the the harassment, constructive discharge and
discharge of the Complainant as well as from the economic loss, in terms of
back pay, set forth above.
67. In the light of all the facts and
circumstances, including but not limited to the somewhat exaggerated initial
testimony of the Complainant concerning the period before she left for
Minnesota, as well as the lack of medical supporting evidence, the amount of
ten thousand dollars ($10,000) is an appropriate amount to compensate the
Complainant for the emotional distress caused by the discrimination and
retaliation suffered by her.
CONCLUSIONS
OF LAW:
I. Racial, National Origin and Retaliatory
Harassment:
A.
Proper Order and Allocation of Proof Under the Hostile Environment
Theory:
1. The Commission, as the party with the
burden of proof, Iowa Code S
216.15(7), is required to prove, by a preponderance of the evidence, all of the
elements of a racial, national origin or retaliatory harassment case. E.g.
Dorothy A. Abbas, 12 Iowa Civil Rights Commission Case Reports 1, 22
(1994)(retaliatory harassment); Cristen Harms, 11 Iowa Civil Rights
Commission Case Reports, 89, 124 (1992)(sexual harassment); Royd Jackman, 11 Iowa Civil Rights
Commission Case Reports 70, 79 (1991)(racial harassment). "[Wlhen an employee is exposed to . . .
harassment that is so severe or pervasive that it creates an abusive working
environment, the . . . harassment necessarily affects a condition of
employment. The conditions of
employment are altered by the existence of the hostile working environment."
McElroy v. State, 637 N.W.2d 48B, 500 (Iowa 2001).
B.
Elements of the Harassment Case:
2. The Commission may establish a valid claim
of national origin, race or retaliatory harassment by proving the following
elements:
1)
The Complainant is a member of a protected class [i.e. she is Puerto Rican and
has lawfully opposed discrimination];
2)
She was subjected to unwelcome harassment on the basis of her race, national
origin or lawful opposition to discrimination;
3)
The harassment was based upon her protected class status;
4)
The harassment affected a term, condition, or privilege of employment [e.g. her
working environment and ultimately led to termination of her employment], and;
5)
The employer knew or should have known of the harassment and failed to take
prompt and appropriate remedial action.
See Greenland v.
Fairtron Corp., 500 N.W.2d 36, 38 (Iowa 1993)(requirements for sex
harassment case); Vaughn v. Ag Processing, Inc., 459 N.W.2d 627, 632
(Iowa 1990) (religious harassment); Lynch v. City of Des Moines,
454 N.W.2d 827, 833, 834 (Iowa 1990)(requirements for sexual harassment case); Chauffeurs,
Teamsters and Helpers, Local Union No. 238 v. Iowa Civil Rights Commission,
394 N.W.2d 375, 378 (Iowa 1986)(racial harassment); Edmunds v. Mercy Hospital,
503 N.W.2d 877, 879 (Iowa Ct. App.1993)(sex harassment); Henson v. City of Dundee, 682 F.2d
897, 903‑05 (11th Cir. 1982)(sex harassment); Dorothy A. Abbas, 12 Iowa Civil Rights Commission Case
Reports 1993-1994 1, 22 (1994)(retaliatory harassment).
D.
Protected Class Status of Complainant Sotomayor:
3. It is established in the record that Ms.
Sotomayor is Puerto Rican, lawfully
opposed discrimination toward oriental customers and toward herself, and is
protected against discrimination in employment on the basis of race and
national origin and is protected from retaliation for lawful opposition to
discrimination. Iowa Code S 216.6, 216.11.
E. Complainant Sotomayor Was
Subjected to Unwelcome Harassment on the Bases of Race, National Origin
and Retaliation:
4. "The threshold for determining that
conduct is unwelcome is whether it was uninvited and offensive." Cf. Burns v. McGregor Electronic
Industries, Inc., 989 F.2d 959, 962 (8th Cir. 1993)(unwelcome sexual
harassment). The discriminatory or
retaliatory conduct "must be unwelcome in the sense that the employee did
not solicit or incite it, and in the sense that the employee regarded it as
undesirable or offensive." Cf. Henson
v. City of Dundee, 682 F.2d 897,
903 (11th Cir. 1982), quoted in Lynch
v. City of Des Moines, 454 N.W.2d 827, 834 (Iowa 1990)(unwelcome
sexual harassment). The unwelcome
nature of the race and national origin based conduct and retaliatory conduct
directed toward Complainant Sotomayor is established in the record when viewed
as a whole. She found the race and national
origin based conduct of Ms. Stoll and Mr. Horan to be offensive, objected to
it, and complained about it to them as members of management. Although the
record must be viewed as a whole, such complaints are often persuasive evidence
that the conduct was unwelcome. Fair Employment Practices (BNA)
405:6681, 405:6685 "EEOC: Policy Guidance on Sexual Harassment"
(March 19, 1990). See Lynch v. City of Des Moines,
454 N.W.2d 827, 834 (Iowa 1990).
F. The Harassment Was
Based on Complainant's Protected Class Status, I.e. Her Race or National Origin
or Her Opposition to Discriminatory Conduct:
5. It is established in the record that the
harassment sustained by the Complainant was directed toward her because she
opposed discriminatory conduct and because she is Puerto Rican. This element, with respect to race and
national origin, may be met by proof of the use of racial epithets. See
e.g. Schlei, Employment Discrimination Law: 1987-1989 Supplement 35 (1991); Schlei, Employment
Discrimination Law: Five Year Cumulative Supplement 88-90 (1989). In this case, it has been established that
the harassment was based on both on Complainant's race or national origin
because the harassment involves repeated racial epithets as well the manager's directive, "[I am a] fucking racist-take it or
leave." The presence of
"insulting comments aimed at [the complainant] [which] were
particularly reserved for [Hispanics}," also justifies the conclusion that
the harassment was due to the Complainant's race. Lynch v. City of Des Moines,
454 N.W.2d 827, 834 (Iowa 1990)(insulting comments which were particularly
reserved for women demonstrates harassment due to sex). The statements and violent and out of
control actions of the manager in response to the Complainant's concerns about
racial discrimination in her workplace also demonstrates that the Complainant's
lawful opposition to discrimination was one reason for the harassment.
G. The Harassment
Affected A Term or Condition of Complainant's Employment, I.e. Her Working Environment
and Ultimately Led to Her Termination:
1. Loss of Tangible
Job Benefits Is Not Required To Establish That Harassment Has Affected A Term,
Condition or Privilege of Employment:
6. Even if racial, national origin and
opposition based harassment of the Complainant did not directly result in
"the loss of a tangible job benefit," such a loss need not be proved
in order to meet the requirement that a term, condition or privilege of
employment was affected by the harassment.
Lynch v. City of Des Moines, 454 N.W.2d 827, 834 (Iowa
1990). Her working environment is a
condition of her employment. Thus, the
creation of a hostile or abusive working environment is enough to show that a
condition of employment has been affected.
See id.; Royd
Jackman, 11 Iowa Civil Rights Commission Case Reports 70, 79 (1991). "[I]n some circumstances the harasser's
mere proximity to the plaintiff may in fact create a hostile work
environment" McElroy v. State, 637 N.W.2d 48B, 501 (Iowa
2001). The record also shows that complainant
was ultimately constructively discharged because of the harassment. Discharge implicates the loss of a term or
condition of employment as it represents the loss of a tangible job benefit. See Lynch v. City of Des Moines,
454 N.W.2d 827, 834 (Iowa 1990).
2. The Standard for
Determining When Harassment In the Workplace Violates the Iowa Civil Rights Act
Focuses on the Pervasiveness and Severity of the Harassing Conduct:
7. In determining whether a hostile or abusive
working environment has been created, the Supreme Court of Iowa has focused on
the pervasiveness and severity of the harassing conduct. "A hostile working environment is
caused by discriminatory conduct or harassment which has the purpose or effect
of unreasonably interfering with an individual's work performance or creating
an intimidating, hostile or offensive working environment." Vaughn v. Ag Processing, Inc., 459
N.W.2d 627, 632 (Iowa 1990). "Where . . .
harassment in the workplace is so pervasive and severe that it creates a
hostile or abusive work environment, so that the [complainant] must endure an
unreasonably offensive environment or quit working, the . . . harassment affects a condition of
employment." Lynch v. City of Des Moines, 454 N.W.2d 827,
834 (Iowa 1990)(sex harassment case).
8. The Supreme Court of the United States has
provided a standard which also focuses on the pervasiveness and severity of the
harassment in determining whether there is an illegal hostile working
environment: "When the workplace is permeated with 'discriminatory
intimidation, ridicule, and insult' . . . that is 'sufficiently severe or
pervasive to alter the conditions of the victim's employment and create an
abusive working environment' . . . Title VII is violated. "
Harris v. Forklift Systems, Inc., 510 U.S. 17, 114 S.Ct. 367, 370
(1993).
3. The Totality of the Circumstances Must Be
Examined to Determine Whether a Hostile or Abusive Working Environment Exists:
9. Under both the Iowa Civil Rights Act and
Title VII of the Civil Rights Act of 1964, the totality of the circumstances in
the case must be examined to determine whether a racially hostile or abusive
working environment exists.
The existence
of a hostile or abusive
working environment must be established by the
totality of the circumstances. .
. . Whether . . . use of . . . slurs is
continuous, severe and pervasive enough to rise to a violation of the Iowa
Civil Rights Act is a question of fact. . . .
It
is well established that the "mere utterance of a . . . ethnic or racial
epithet which engenders offensive feelings in an employee" does not affect
the terms, conditions and privileges of employment to a significant degree. . .
. Discriminatory comments that are "merely part of casual conversation,
are accidental or are sporadic do not trigger . . . sanctions." . . .
On
the other hand, the determination of whether defendant's conduct is
sufficiently severe and pervasive to constitute harassment does not turn solely
on the number of incidents alleged by plaintiff. . . . The totality of the circumstances requires the factfinder to examine the severity, as well as the number, of the
incidents of harassment. . .
.
In some situations the severity of the offensive conduct may lessen the need for sustained exposure. The prima facie showing in a hostile environment case is likely to consist
of evidence of many or very
few acts or statements by the defendant which, taken together, constitute harassment.
Vaughn v. Ag
Processing, Inc., 459 N.W.2d 627, 633‑34 (Iowa
1990)(citations omitted)(emphasis added).
But
we can say that whether an environment is "hostile" or
"abusive" can be determined only by looking at all the
circumstances. These may include the
frequency of the discriminatory conduct; its severity; whether it is physically
threatening or humiliating; or a mere offensive utterance; and whether it
unreasonably interferes with an employee's work performance.
Harris v. Forklift
Systems, Inc., 510 U.S. 17, 114 S.Ct. 367, 371 (1993)(Title
VII case).
10. In the Vaughn case, the Court
considered a situation where the plaintiff and other employees were subjected
to generally abusive remarks by one Mueller, a supervisor, on a daily
basis. Vaughn, 459 N.W.2d at
630, 631, 633. In addition, plaintiff
was subjected to anti‑Catholic remarks by his supervisor on three days
out of a three month period. Id.
at 631. On a fourth day, he was also
initially refused time off to go to church.
Id. The refusal was
rescinded four hours later. Id. The Court held that this set of facts presented
"a close question" on the issue of "whether Mueller's behavior
was sufficiently severe and pervasive to alter a condition of his
employment." Id. at
634. The court did not resolve the
question, but based its decision for the employer on the employer's prompt and
appropriate response to the harassment.
Id. at 634-35. The
harassment of the Complainant in this case, unlike Vaughn, involved not
only derogatory racial remarks, but the actions of an out-of-control manager
who was throwing things around and yelling and ultimately charged, in effect,
that the appellant had to take the racist conduct or leave.
11. All of the above factors were considered in
reaching the conclusion that Complainant's working environment was hostile or
abusive. With respect to the factor of
interference with work performance, it is sufficient to prove that a reasonable
person subjected to such harassment would find, "as the plaintiff did,
that the harassment so altered work conditions as to 'ma[k]e it more difficult to
do the job.'" Harris v.
Forklift Systems, Inc., 510 U.S. 17, 114 S.Ct. at 372 (Ginsburg, J.,
concurring)(quoting Davis v. Monsanto Chemical Co., 858 F.2d 345, 349
(6th Cir. 1988)). It is not necessary
to show that the Complainant's "'tangible productivity has declined as a
result of the harassment.'" Id.
(Ginsburg, J. concurring)(quoting Davis at 349)).
12. Another factor indicating the severity and
pervasiveness of the racial harassment reflected in the record included that
the harassment was also suffered by another coworker, who was also a member of
a racial minority. Lindemann & Kadue, Sexual Harassment in Employment
Law 178-79 (1992).
4. A Single Instance of Harassment May Be
Severe Enough to Cause a Discriminatory Working Environment:
13. The Equal Employment Opportunity Commission
has recognized that, while a hostile working environment claim usually requires
a pattern of offensive conduct, "the more severe the harassment, the less
need to show a repetitive series of incidents." Fair Employment
Practices (BNA) 405:6681, 405:6690‑91 "EEOC: Policy Guidance
on Sexual Harassment" (March 19, 1990)(emphasis added). A single incident of harassment can alter
the terms of employment. Eg. Moring v. Arkansas Dept. of Correction,
243 F.3d 452 (8th Cir. 2001)
5. The Commission Has Met the Requirements that
The Working Environment At Respondents Fast Photo and Horan Studio Be Shown to
Have Been Considered Hostile and Abusive When Viewed From Both the Perspectives
of the Complainant and of a Similarly Situated Reasonable Person:
14. The Complainant's working environment was
found to have been considered by her to be
hostile or abusive. It was also
found that such an environment would be considered hostile and abusive by any
reasonable person. Thus, the evidence
in this case met both the subjective requirement that the Complainant
personally find the conduct to be hostile or abusive, and the objective
requirement that a similarly situated reasonable person would find such conduct
be hostile or abusive. See Harris v. Forklift Systems, Inc,,
510 U.S. 17, 114 S. Ct. 367, 370, 371 (1993).
H. Respondents Knew or Should Have Known of the
Harassment But Failed to Take Prompt and Appropriate Remedial Action:
15. The Commission has proven that Respondents
knew or should have known of the harassment.
The Commission has also proven that Respondent failed to take prompt and
appropriate remedial action. Proof of
these facts establishes the last element necessary to establish their liability
for their hostile working environment. See
Vaughn v. Ag Processing, Inc., 459 N.W.2d 627, 632, 634 (Iowa
1990)(harassment by supervisor); Lynch v. City of Des Moines, 454
N.W.2d 827, 833, 835 (Iowa 1990)(harassment by coworkers).
16. There is no question that Respondents owner
and manager had actual knowledge of the harassment. First, they committed the harassment. Second, actual knowledge is also shown when either lower level
first line supervisors or higher level management receive complaints about
racial harassment. Lindemann &
Kadue, Sexual Harassment in Employment Law 242 (1992). This is true even
when the first level supervisor did not report the harassment to higher levels
of management. Id. Actual knowledge of the harassment, and the
failure to remedy the harassment, is imputed to the employer because
supervisors are considered to be agents of the employer. See
e.g..Hall v. Gus Construction Co., 842 F.2d 1010, 1016, 46 Fair
Empl. Prac. Cases 573 (8th Cir. 1988).
17. The requirement for "prompt and appropriate
remedial action," Lynch v. City of Des Moines, 454 N.W.2d
827, 833, 835 (Iowa 1990), imposes
"a reasonable duty on an employer who is aware of discrimination in the
workplace to take reasonable steps to remedy it." Vaughn v. Ag Processing, Inc.,
459 N.W.2d 627, 634 (Iowa 1990). The
respondents' owner's action here was to place his hands over his ears and thus
indicate he did not want to hear the complaints. Cf. Waltman v. International Paper Co., 875 F.2d 468, 480
(5th Cir. 1989)(summary judgment denied employer where employee's evidence
suggests employer may have dissuaded her from seeking an investigation of
harassment). No effort whatsoever was made to remedy the harassment. "If 1) no remedy is undertaken . . .
liability will attach." Fuller v.
City of Oakland, 47 F.3d 1522, 1528, 67 Fair Empl. Prac. Cas. 992 (9th Cir.
1995)(citing Ellison v. Brady, 924 F.2d 872, 882, 54 Fair Empl. Prac.
Cas. 1346 (9th Cir. 1991)).
18. On brief, the Commission asserts that in
cases of supervisor harassment the "knew or should have known"
standard has been replaced by the "affirmative defense created in Burlington
Indus., Inc. v. Ellerth, 524 U. S. 742, 765 (1998) ; and Faragher v.
City of Boca Raton, 524 U.S. 775, 807 (1998). "The defense comprises
two necessary elements: (a) that the employer exercised reasonable care to
prevent and correct promptly any . . .
harassing behavior, and (b) that the plaintiff employee unreasonably
failed to take advantage of any preventive or corrective opportunities provided
by the employer or to avoid harm otherwise." Burlington Indus., Inc. v.
Ellerth, 524 U. S. 742, 765 (1998). Obviously, the employer here proved neither
part of this defense.
II.
Constructive Discharge:
19. The Iowa Civil Rights Commission has held:
"Constructive
discharge exists when the employer deliberately makes an employee's working
conditions so intolerable that the employee is forced into an involuntary
resignation." First Judicial
District Department of Correctional Services v. Iowa Civil Rights Commission,
315 N.W.2d 83, 87 (Iowa 1982)(citing e.g. Young v. Southwestern Savings and
Loan Association, 509 F.2d 140, 144 (5th Cir. 1975)). The Iowa Supreme Court has adopted an
objective standard for determining when a constructive discharge has occurred:
"To find constructive discharge, the fact finder must conclude that,
"working conditions would have been so difficult or so unpleasant"
that a reasonable person in the employee's position would be compelled to
resign." Id. (citing Bourque v. Powell Electrical
Manufacturing Company, 617 F.2d 61, 65 (5th Cir. 1980)).
It is not necessary to show that intolerable working conditions were
imposed by the employer for the purpose of forcing the employee to quit. Bourque
v. Powell Electrical Manufacturing Company,
617 F.2d 61, 65 (5th Cir. 1980)(explaining Young v. Southwestern Savings and
Loan Association, 509 F.2d 140, 144 (5th Cir. 1975)). It is sufficient to show that the employer
knowingly allowed such intolerable conditions to occur. Goss v. Exxon Office Systems Co., 747
F.2d 885, 888 (3rd Cir. 1984).
Cristen Harms,
11 Iowa Civil Rights Commission Case Reports 1990-1992 89, 126-27 (1992).
20. The majority of Federal circuits have also
settled on the objective test.
Lindemann, I Employment Discrimination Law 839 (1996). "Most
courts do not require proof that the employer intended for the employee to
resign." Seymour, Equal
Employment Law Update Spring 2000 Edition 21-726 (2001). Even in jurisdictions which require that the
employer's intent to force the complainant to quit must be shown, '[t]he intent
requirement is satisfied by demonstrating the plaintiff's quitting was a
reasonably foreseeable consequence of the employer's discriminatory
actions." Coffman v. Tracker
Marine, L.P. , 141 F. 3d 1241, 1247 (8th Cir. 1998) (citations
omitted). See Lindemann, I Employment Discrimination Law 841 &
n.24 (1996). The complainant must
establish that "a reasonable person in her situation would find the
working conditions intolerable." Coffman v. Tracker Marine, L.P. ,
141 F. 3d 1241, 1247 (8th Cir. 1998) (citation omitted).
21. The Commission has also held:
In accordance
with this objective standard, a complainant may establish a discriminatory
constructive discharge by showing:
(1)
that a reasonable person in the [complainant's] position would have found the working conditions intolerable;
(2)
that conduct which constituted a[n] [Iowa Civil Rights Act] violation against the [complainant] created the intolerable working conditions;
and
(3)
that [complainant's involuntary resignation resulted from the intolerable
working conditions.
See Schlei & Grossman,
Employment Discrimination Law: Five Year Cumulative Supplement 269 (2nd ed.
1989). The first element will be
satisfied if the evidence demonstrates a hostile work environment sufficient to
compel a reasonably prudent woman to leave her employment. Appeal of T&M Assoc., 56 Fair
Empl. Prac. Cases 1250, 1253 (N.H. 1991).
Cristen Harms,
11 Iowa Civil Rights Commission Case Reports 1990-1992 89, 127 (1992). All three of these factors have been
established by a preponderance of the evidence.
22. There is no doubt that the Respondents
manager's actions are racially discriminatory in nature. C.f. City of Minneapolis v. Richardson, 239 N.W.2d
197, 203 (1976) (Racial slurs per se discriminatory); accord Delph v. Dr. Pepper Bottling Co. of Paragould, Inc.,
130 F.3d 349 (8th Cir. 1997); McKnight v. General Motors Corp., 908 F.2d
104, 114 (7th Cir. 1990); Hull v. Cuyahoga Valley Joint Vocational
Schl. Dist.. Bd., 926 F.2d 505, 514
(6th Cir. 1991). In addition, Ms.
Stoll's reaction was at least in part because her racist beliefs were being
challenged. As such, the outrageous conduct
endured by the Complainant and Ms. Massey was not only racist but
retaliatory. 45A Am. Jur. 2d, Job
Discrimination, S 228 (2000)
(opposition & participation retaliation discussed); Hulme v. Barrett,
449 N.W.2d 629, 631 (Iowa 1989) (participation case) ; Lynch v. Des Moines,
454 N.W.2d 827, 830, 835 (Iowa 1990)(opposition case).
23. Another requirement for constructive
discharge liability which is sometimes imposed is that the Complainant give the
Respondent a reasonable opportunity to correct the situation. West v. Marion Merrell Dow, 54 F.3d
493, 62 FEP 1125 (8th Cir. 1995); Hanenburg v. Principal Mutual Life,
118 F. 3d 570, 73 ENA FEP 1565, 1568 (8th Cir. 1997). This was done here.
24. It was noted in the record that the
Complainant stayed on, after informing the Respondent she was leaving, in order
to allow him to hire a replacement. The next day she was discharged by the
Respondent employer. This temporary staying on does not defeat a constructive
discharge claim as the employee need not "technically 'quit' in every
case" in order to make such a claim.
Equal Employment Law Update Spring 2000 Edition 21-728 (2001)(citing White v. Honeywell, Inc.,
141 F.3d 1270, 1279 (8th Cir. 1998)).
III.
DISCHARGE:
25. The respondent openly admits discharging the
Complainant, but claims it was due to a "threat" by her to assault
her immediate supervisor. This
"threat" resulted from the harassment, based on the Complainant's
national origin, race and opposition to discrimination, which the supervisor
directed towards the Complainant. When
given the opportunity to learn about and remedy this harassment, the employer
refused to even listen. As a general rule, it is well established that when a
reason articulated for an employment action is based on employee conduct that
results from discrimination for which the employer is responsible:
[the] reason is
ultimately "not legitimate because the Defendant employer created the
problem initially." Lamb
v. Smith International, Inc.,
32 Empl. Prac. Dec. S 33770 at 30712,
30713, 32 Fair Empl. Prac. Cas. 105
(S.D. Tex. 1983)(discharge for poor
work performance resulting from sexual harassment). This reasoning has been applied not only to situations where
discriminatory or retaliatory practices have resulted in poor work performance,
but also to cases where such practices have resulted in various forms of
misconduct. See Ruth Miller, [11
Iowa Civil Rights Commission Case Reports 26, 44] (1990)(discharge of jailer
for sleeping on the job found to be pretext where stress from discrimination
and retaliation and discriminatory denial of shift change from midnight shift
resulted in sleep loss); DeGrace v.
Rumsfield, 21 Fair Empl.
Prac. Cas. 1444, 1449 (1st Cir. 1980)(discharge for absenteeism
resulting from racially hostile working environment); EEOC Decision No. 71‑720,
EEOC Decisions (CCH) S 6179 (1970)(discharge due to
physical assault on supervisor resulting from racial harassment by
supervisor). See also NLRB v. Vought
Corporation, 788 F.2d 1378, (8th
Cir. 1986)(discharge due to abusive
language to supervisor resulting from warning given to employee who informed
blacks that a white employee was being groomed to supervise a newly promoted
black employee); Trustees v. NLRB, 548
F.2d 391, 393‑94 (1st Cir.
1977)(discharge for repeated offensive behavior, including at one time
brandishing scissors, where misconduct a response to employer hostility to
employee's union activities); NLRB v.
Mueller Brass Co., 501 F.2d 680, 686 (5th Cir. 1974)(discharge for abusive outburst at
supervisor on receiving suspension resulting from employer's anti‑union
bias); and NLRB v. M & B Headwear Co., 349 F.2d 170, 174 (4th Cir.
1965)(failure to rehire employee due to outburst of anger resulting from layoff
due to union activities).
Dorothy Abbas,
12 Iowa Civil Rights Commission Case Reports 1, 21-22 (1994)(performance of
personal work on city time resulted from employer's retaliatory reduction of
duties), aff'd as modified sub nom City of Hampton v. Iowa Civil Rights
Commission, No. 235/95-769, slip op. (Iowa September 18, 1996)(quoting Cristen
Harms, XI Iowa Civil Rights Commission Case Reports 89, 129 (1992)discharge
because employee lied to his employer as a result of retaliation inflicted by
employer). See also Winbush v. State of Iowa, 69 Fair Empl. Prac. Cas.
1348, 1355, 1359 (8th Cir. 1995)(discharge for insubordination which resulted
from racially hostile work environment for which employer was responsible); Avery
v. Delchamps, Inc., 66 Fair Empl. Prac. Cas. 577, 577 (E.D. La
1994)(application of principle that "an employer cannot use an employee's
diminished work performance as a legitimate basis for removal where the
diminunition is the direct result of the employer's discriminatory
behavior" in summary judgment decision where court had to assume that
plaintiff stated a valid claim of racial harassment against employer and
alleged discriminatory discharge was due to fight provoked by such
harassment)(emphasis added); Tunis v. Corning Glass Works, 55 Fair Empl.
Prac. Cas. 1655, 1661 (S.D.N.Y. 1988)(discharge due to
"unfriendliness" and "disruptiveness" resulting from
hostile environment of which employer was aware and did not remedy); . Broderick
v. Ruder, 685 F. Supp. 1269, (D.D.C. 1988)(poor evaluations and threatened
discharge due to deficient work performance resulting from sexually hostile environment
for which employer was liable); Delgado v. Lehman, 43 Fair Empl. Prac.
Cas. 593, 598, 600 (E.D. Va. 1987)(discharge due to diminished performance
resulting from sexual harassment by employer);
Weiss v. United States, 595 F. Supp. 1050, 1056 (E.D. Va.
1984)(discharge due to diminished performance resulting from religious
harassment by employer).
26. The circumstances in the instant case do not
reflect the kind of extreme situation where this rule does not apply. See Higgins v. Gates Rubber Co., 578
F.2d 281 (10th Cir. 1978)(victim of racial harassment who responded by striking
offending employee with metal bar was properly discharged for assault with a
deadly weapon); Edward D. Tillman, 13 Iowa Civil Rights Commission Case
Reports 1995-1996 155, 170, 192 (victim of racial harassment responded by
repeatedly slamming the harasser's head into a table until pulled off by
supervisors-said he would have "finished him off" if not pulled off).
IV. REMEDIES:
27. Violation of Iowa Code section 216.6 and
216.11 having been established, the Commission has the duty to issue a cease
and desist order and to carry out other necessary remedial action. Iowa Code S 216.15(8). In
formulating these measures, the Commission does not merely provide a remedy for
this specific dispute, but corrects broader patterns of behavior which
constitute the practice of discrimination. Iron Workers Local
No. 67 v. Hart, 191 N.W.2d 758, 770 (Iowa
1971). "An appropriate remedial
order should close off 'untraveled roads' to the illicit end and not 'only the
worn one.'" Id. at
771. In addition to the illustrative
examples of remedial action enumerated under Iowa Code section 216.15(8)(a),
the Commission has the authority to require Respondents to develop and
implement policies to prevent future instances of harassment. Lynch v.
City of Des Moines, 454 N.W.2d 827, 835‑36 (Iowa
1990)(development of educational program).
V. REMEDIES: BACK PAY:
28. The Commission has the
authority to make awards of backpay.
Iowa Code S now
216.15(8)(a). In making such awards,
interim earnings and unemployment compensation received during the backpay
period are to be deducted. Id. The Complainant bears the burden of proof
in establishing his or her damages. Diane
Humburd, 10 Iowa Civil Rights Commission Case Rpts. 1, 9 (1989)(citing Poulsen
v. Russell, 300 N.W.2d
289, 295 (Iowa 1981)). See Children's Home v. Cedar Rapids
Civil Rights Commission, 464 N.W.2d 478, 481 (Iowa Ct. App. 1990). The Complainant may meet that burden of
proof by establishing the gross backpay due for the period for which backpay is
sought. Diane Humburd at
10 (citing e.g. EEOC v.
Kallir, Phillips, Ross, Inc., 420 F. Supp. 919, 924 (S.D. N.Y.
1976), aff'd mem., 559 F.2d 1203 (2d Cir.), cert.
denied, 434 U.S. 920 (1977)). This the Complainant has
done.
29. The burden of proof for establishing the
interim earnings, including unemployment insurance payments, of the Complainant
rests with the Respondent. Diane
Humburd at 10 (citing Stauter v. Walnut Grove Products, 188 N.W.2d
305, 312 (Iowa 1973); EEOC v. Kallir, Phillips, Ross, Inc., 420
F. Supp. at 924)). The Respondent also
bears the burden of proof for establishing any failure of the Complainant to
mitigate damages. Children's Home of
Cedar Rapids v. Cedar Rapids Civil
Rights Commission, 464 N.W.2d 478, 481 (Iowa Ct. App. 1990). The Complainant may, as the Complainant has done here, choose to provide evidence of
interim earnings or unemployment insurance she is willing to concede. Diane Humburd at 10.
30. The award of backpay in employment
discrimination cases serves two purposes.
First, "the reasonably certain prospect of a backpay award . . . provide[s] the spur or catalyst which causes
employers and unions to self‑examine and to self‑evaluate their
employment practices and to endeavor to eliminate [employment
discrimination]." Albemarle Paper Company v. Moody, 422 U.S. 405,
418‑19, 95 S.Ct. 2362, 2371‑72, 45 L. Ed. 2d 280 (1975). Second, backpay serves to "make persons
whole for injuries suffered on account of unlawful employment
discrimination." Id. 422
U.S. at 419, 95 S.Ct. at 2372. Both of
these purposes would be served by an award of backpay in the present case.
31. "Iowa Code section 601A.15(8) [now
216.15(8)] gives the Commission considerable discretion in fashioning an
appropriate remedy that will accomplish the purposes of chapter 601A [now
216]." Hy Vee Food Stores,
Inc. v. Iowa Civil Rights Commission, 453 N.W.2d 512, 531 (Iowa
1990). The Iowa Supreme Court has
approved two basic principles to be followed in computing awards in
discrimination cases: "First, an unrealistic exactitude is not
required. Second, uncertainties in
determining what an employee would have earned before the discrimination should
be resolved against the employer." Id. at 530‑531. "It suffices for the [agency] to
determine the amount of back wages as a matter of just and reasonable
inferences. Difficulty of ascertainment is no longer confused with right of
recovery." Id. at 531 (Quoting
with approval Brennan v. City Stores, Inc., 479 F.2d 235, 242 (5th
Cir. 1973)).
VI. REMEDIES: EMOTIONAL DISTRESS DAMAGES:
A. Legal Authority
For and Purpose of Power to Award Damages for Emotional Distress:
32. "[D]amages for emotional distress are
recoverable under our civil rights statute." Hy-Vee Food Stores, Inc. v. Iowa Civil Rights Commission,
453 N.W.2d 512, 525 (Iowa 1990). A victim of discrimination is to receive
"a remedy for his or her complete injury," including damages for
emotional distress. Id. at 525‑26.
33. The Iowa Supreme Court's observations on the
emotional distress resulting from wrongful discharge are equally applicable to
the distress resulting from the harassment and wrongful discharge in this case:
[Such
action] offends standards of fair conduct . . . the [victim of discrimination] may suffer mentally. "Humiliation, wounded pride and the
like may cause very acute mental anguish." [citations omitted]. We know of no logical reason why . .
. damages should be limited to
out‑of‑ pocket loss of income, when the [victim] also suffers
causally connected emotional harm. . .
. We believe that fairness alone justifies the allowance of a full
recovery in this type of tort.
Niblo
v. Parr Mfg. Co., 445 N.W.2d 351, 355 (Iowa 1989).
34.
The emotional distress sustained by the Complainant is substantial. Since even mild emotional distress resulting
from discrimination is to be compensated, it is obvious that compensation must
be awarded here. Darrell Harvey,
11 Iowa Civil Rights Commission Case Reports 65, 79 (1994); Alice Peyton,
11 Iowa Civil Rights Commission Case Reports 98, 124 (1994); Tammy Collins,
11 Iowa Civil Rights Commission Case Reports 128, 137 (1994); Stacey Davies, 11 Iowa Civil Rights
Commission Case Reports 143, 157 (1994);
Rachel Helkenn, 10 Iowa Civil Rights Commission Case Reports 62,
73 (1990); Robert E. Swanson,
10 Iowa Civil Rights Commission Case Reports 36, 45 (1989); Ann Redies,
10 Iowa Civil Rights Commission Case Reports 17, 28 (1989). See
Hy Vee , 453 N.W.2d at 525‑26(citing Niblo, 445 N.W.2d at
356-57)(adopting reasoning that because public policy requires that employee
who is victim of discrimination is to be given a remedy for his complete
injury, employee need not show distress is severe in order to be compensated
for it)).
B. "Humiliation," "Wounded
Pride," "Anger," "Hurt," "Frustration,"
"Discomfort," and "Upset" Are All Forms of Compensable
Emotional Distress:
35. Among
the many forms of emotional
distress which may be compensated are "anger," "upset," "hurt," Kentucky Commission on Human Rights v. Fraser,
625 S.W.2d 852, 856 (Ky. 1981); 2 Kentucky Commission on Human Rights, Damages
for Embarrassment and Humiliation in Discrimination Cases 24‑29
(1982)(citing Fraser and 121‑129 Broadway Realty v. New York
Division of Human Rights, 49 A.D.2d 422, 376 N.Y.S.2d 17 (1975)); see also Gaudry v. Bureau of Labor
& Industries, 617 P.2d 668, 670-71 (Or. Ct. App. 1980); "frustration," Gaudry, 617 P.2d at 670-71; see also Boals
v. Gray, 577 F.. Supp. 288, 296 (N.D. Ohio 1983); "discomfort," id., "humiliation, wounded pride, and the like." Niblo,
445 N.W.2d at 355. See also Tallarico v. Trans World Airlines, Inc., 881 F.2d
566, 571 (8th Cir. 1989)(upset and hurt feelings); Phiffer v. Proud Parrot
Motor Hotel, Inc., 648 F.2d 548, 550 (9th Cir. 1980)(upset).
C. Liberal Proof Requirements for Emotional
Distress In Civil Rights Cases:
36. Emotional distress damages must be
proven. Blessum v. Howard County
Board of Supervisors, 295 N.W.2d 836, 845 (Iowa 1980); United
States v. Balistrieri, 981 F.2d
916, 931 (7th Cir. 1992). These
damages must be and have been proven here, as in any civil proceeding, by a
preponderance or "greater weight" of the evidence and not by any more
stringent standard. Iowa R. App. Pro. 14(f)(6).
37. "Because of the difficulty of
evaluating the emotional injuries which result from deprivations of civil
rights, courts do not demand precise proof to support a reasonable award of
damages for such injuries." Block
v. R.H. Macy & Co., Inc., 712 F.2d 1241, 1245 (8th Cir. 1983). Tallarico v. Trans World Airlines, Inc.,
881 F.2d 566, 570 (8th Cir. 1989); Phillips v. Hunter Trails Community Assn.,
685 F.2d 184, 190 (7th Cir. 1982).
38. This reasoning is consistent with the
holding of the Iowa Supreme Court:
[O]ur
civil rights statute is to be liberally construed to eliminate unfair and
discriminatory acts and practices. [Citation omitted]. We therefore hold a civil rights complainant
may recover compensable damages for emotional distress without a showing of
physical injury, severe distress, or outrageous conduct.
Hy-Vee ,
453 N.W.2d at 526(emphasis added).
39. Medical testimony is not required in order
to award damages for emotional distress.
Hammond v Northland Counseling Center, (Sth Cir. 7/17/00); Kim
v. Nash Finch, 123 F.3d 1046 (Bth Cir. 1997); accord Sanchez v. Puerto Rico oil Co.; 37 F.3d 712,
66 BNA PEP 148, (lst Cir. 1994); Turic v. Holland Hospitality, Inc.,
85 F.3d 1211, 1215 (6th Cir. 1996); Busche v. Burkee, 649 F.2d 509, 519
n. 12 (7th Cir. 1981); Franklin Publishing Co. v. Massachusetts Commission
Against Discrimination, 519 N.E.2d 798, 49 BNA PEP 1251, 1252 (Mass. 1988);
Brunson v. E&L Transportation Co., 441 N.W.2d 48, 56 ENA PEP 1587
(Mich. Ct. App. 1989); Reithmiller
v. Blue Cross Clue Shield, 390 N.W.2d 227, 233-34 (Mich. App. 1986); c.f. e.g. Wilson v. General Motors Corp., 454 N.W.2d
405, 54 ENA PEP 680 (Mich. Ct. App. 1990) (distress damages awarded
although no expert testimony); Moody v. Pepsi-Cola Bottling Co., 915
P.2d 201, 56 BNA PEP 1491 (6th Cir. 1990) (same). Although medical evidence is not a requirement for the award of
damages for emotional distress, the Iowa Supreme Court has reduced an award of
$50,000 for emotional distress to $20,000 because there was a lack of medical
evidence. City of Hampton v. Iowa
Civil Rights Commission, 554 N.W.2d 532l, 537 (Iowa 1996).
D. Emotional Distress May Be Proven By Direct
Evidence or Circumstantial Evidence:
40. Emotional distress may be proved by direct
evidence. E.g. Tallarico v. Trans World Airlines, Inc., 881 F.2d 566,
571 (8th Cir. 1989)("[emotional distress] may be evidenced by one's
conduct and observed by others.").
See United States v.
Balistrieri, 981 F.2d 916, 932 (7th
Cir. 1992)(plaintiff's testimony of humiliation cited as example of direct
evidence of distress).
41. In this case there was direct evidence of
the emotional distress caused Complainant by the retaliation and discrimination
experienced by her. This evidence took
the form of her testimony describing
her distress and reactions to the discriminatory and retaliatory acts of the
respondent. Although other evidence
is also relied upon in this case to establish the distress caused by the
Respondents, "[t]he [complainants'] own testimony may be solely sufficient
to establish humiliation or mental distress." Williams v. Trans World
Airlines, Inc., 660 F.2d 1267, 1273, 27 Fair Empl. Prac. Cases 487, 491
(8th Cir. 1981). See also Crumble v. Blumthal, 549 F.2d 462, 467 (7th Cir.
1977); Smith v. Anchor Building Corp., 536 F.2d
231, 236 (8th Cir. 1976); Phillips
v. Butler, 3 Eq. Opp.
Hous. Cas. ' 15388 (N.D.
Ill. 1981); Belton, Remedies
in Employment Discrimination Law 415 (1992).
42. Emotional distress may also be established by circumstantial evidence. Tallarico v. Trans World Airlines, Inc.,
881 F.2d at 571. See Howard v. Adkison, 887 F.2d 134, 139 (8th Cir.
1989)(damages may be proper because distress may be inferred from
circumstantial evidence even where "the actual trial testimony contained
no formal evidence of actual damage.");
Sisneros v.. Nix, 884 F.
Supp. 1313, 1344 (S.D. Iowa 1995)(same).
See also Phiffer v. Proud
Parrot Motor Hotel, Inc., 648 F.2d at 552 (race discrimination against
Black male--distress inferred solely from the circumstances). Circumstances from which emotional distress
may be inferred include economic loss,
crying, and depression experienced by the Complainant.
43. Of course, both forms of evidence in this
case must be weighed together when determining the existence, nature and extent
of the emotional distress suffered by the complainant: "[Emotional distress] can be inferred
from the circumstances as well as established by the testimony." Seaton v. Sky Realty, 491 F.2d
634, 636-37 (7th Cir. 1974)(quoted with
approval in Blessum, 295 N.W.2d
at 845 (Iowa 1980)). "[I]n
determining whether the evidence of emotional distress is sufficient to support
an award of damages, we must look at both the direct evidence of emotional
distress and the circumstances of the act that allegedly caused that
distress. . . . The more inherently degrading or humiliating the defendant's action is,
the more reasonable it is to infer that a person would suffer humiliation or
distress from that action; consequently,
somewhat more conclusory evidence of emotional distress will be acceptable to
support an award for emotional distress." United States v. Balistrieri, 981 F.2d at 932, 933 (emphasis added)(holding that
distress damage awards to housing discrimination testers were justified despite
the '"somewhat general and
conclusory nature" of their testimony because "racial discrimination
. . . . is the type of action that one could reasonably expect to humiliate or
cause emotional distress to a person.").
Since being told by one's employer that "I am racist, take it or
leave", being harassed, and being discharged due to race, national origin,
and retaliation, are precisely those
kinds of inherently degrading or humiliating actions from which distress may be
inferred, the combination of those circumstances and somewhat conclusory
testimony (weaker than the evidence in this case) will support an award of
emotional distress damages. See id.
44. This approach is consistent with Iowa law,
which provides that, even where "the express testimony of distress is not
strong," Dickerson v. Young, 332 N.W.2d 93, 99 (Iowa 1983), the
presence of other facts which
"would inevitably have a strong impact on the emotions of an
individual" are substantial evidence of emotional distress. Id.
45. The courts have also awarded damages for
the distress to victims of discrimination
who fight back "in a proper manner, in the courts" for the
"the mental and nervous strain that litigants always undergo." Harrison v. Otto G. Heinzeroth Mortgage
Company, 430 F.Supp. 893, 898 (N.D.
Ohio 1977). Obviously, this principle
applies equally well to litigants in the administrative process. See
id.; 2 Kentucky Commission on Human Rights, Damages for Embarrassment
and Humiliation in Discrimination Cases 33 (1982); Brammer v.
Lindquist, Slip op. at 15 (ICRC November 13, 2000)(Bohlken, ALJ).
E. Determining the Amount of Damages for
Emotional Distress:
46.
[D]etermining
the amount to be awarded for [emotional distress] is a difficult task. As one court has suggested,
"compensation for damages on account of injuries of this nature is, of
course, incapable of yardstick measurement.
It is impossible to lay down any definite rule for measuring such
damages.
2 Kentucky Commission
on Human Rights, Damages for Embarrassment and Humiliation in
Discrimination Cases 24‑29 (1982)(quoting Randall v. Cowlitz
Amusements, 76 P.2d 1017 (Wash. 1938)).
47. The decision of how much distress damages to
award is, of necessity, a discretionary decision of the fact finder. Eg. Lynch v. City of Des Moines,
454 N.W.2d 827, 836 (Iowa 1990); Northrup v. Miles Homes, Inc. of Iowa,
204 N.W.2d 850, 860 (Iowa 1973) ("Placing a dollar amount on [mental pain
and anguish] is peculiarly a function of the jury"). The adequacy of the award in a particular
case depends on the unique facts of that case.
Lynch v. City of Des Moines, 454 N.W.2d 827, 836 (Iowa 1990)
48. Although awards in other cases have little
value in determining the amount an award should be in another specific case, Lynch
v. City of Des Moines, 454 N.W.2d 827, 836‑37 (Iowa 1990), one source
lists many examples of such awards, ranging from $500 to $150,000, for
emotional distress in discrimination cases.
See e.g. Belton, Remedies in Employment Discrimination Law 416
n.78 (1992)(listing awards in 19 cases; 17 of which were for $10,000 or over;
12 of which were for $20,000 or
over); City of Hampton v. Iowa
Civil Rights Commission, 554 N.W.2d 532, 537 (Iowa 1996)($20,000 for
reduction in pay, hours, and harassment for making a civil rights complaint); McGrane
v. Proffitt's, Case Number C 97-221-MJM (7-6-01 N.D. Iowa)($100,000 for
termination based on sex supported only by Plaintiff and her husband's
testimony); Moody v. Pepsi-Cola Bottling Co., 915 F.2d 201, 56 BNA FEP
1491 (6th Cir. 1990) ($150,000 for emotional distress caused by discharge based
on age. No medical testimony was
presented.); Foster v. Time Warner Entmlt Co., 250 F.3d 1189 (8th Cir.
2001) ($75,000 for retaliatory termination when only corroboration is by family
members testifying to back pain, muscle stress, and stomach problems.) Brown
v. Cox, ___F.3d ___ (8th Cir. 4-17-02)(011096)($50,000 emotional distress
for constructive discharge even though evidence of plaintiff and daughter was
'hardly overwhelming, and there were no physical symptoms or treatment by
psychologist.); Kucia v SE Ark.Community Action, 284 F.3d 944 ( 8th cir.
2002)(Affirming remittitur from 170K to $50,000 for race discrimination
termination with minimal evidence of distress from plaintiff.); Moring v.
Arkansas Dep't of Corrections, 243 F.3d 452, 456 (8th Cir. 2001) (A single
incident of sex harassment supported a compensatory award of $50,000). While
any award should be tailored to the particular case, one commentator has noted
that "a $750 award for mental distress is 'chump change.' Awards must be
made which are large enough to compensate the victim of discrimination
adequately for the injury suffered." 2 Kentucky Commission on Human
Rights, Damages for Embarrassment and Humiliation in
Discrimination Cases 60‑61 (1982).
49. Regardless of whether they are characterized
as direct or circumstantial evidence, numerous facts have been identified which
may indicate the presence and severity of emotional distress. See
e.g. 2 Kentucky Commission on Human Rights, Damages for Embarrassment
and Humiliation in Discrimination Cases
40-42 (1982). Undoubtedly, no
complete listing of all such facts is possible. Nor could legal authority be found for each potentially relevant
fact.
50. An award of damages for emotional distress
may, however, be made in the absence of "evidence of economic or financial
loss, or medical evidence of mental or emotional impairment." Seaton v. Sky Realty, 491 F.2d 634,
636 (7th Cir. 1974). Nor need there be evidence of an effect on social
activities. Marable v. Walker,
704 F.2d 1219, 1220 (11th Cir. 1983).
51. Nevertheless, the evidence of economic loss,
involuntary unemployment, crying, the
adverse effect of the discrimination on the Complainant's work, the number of
persons exposed to the unlawful discrimination, the discrimination's occurrence
in the presence of others, the abusiveness of the actions and language directed
toward the Complainant, and her feelings of anger or frustration are among
those factors in this case which
indicate the existence of serious and
substantial emotional distress justifying an award of the magnitude made in
this case. See Blessum, 295
N.W.2d at 845 (Iowa 1980)(economic loss, effect on work); Fellows v. Iowa
Civil Rights Commission, 236 N.W.2d 671, 676 (Iowa Ct. App. 1988)(economic loss); Block v. R.H.
Macy & Co., Inc., 712 F.2d at 1245 (unemployment and resulting loss); Rodgers
v. General Motors Corp., 575 F. Supp. 12, 16 (W.D. Mich. 1982)(same); Aumiller v. University of Delaware,
434 F. Supp. 1273, 1310 (D. Delaware 1977)(same); Dickerson v. Young,
332 N.W.2d 93, 98 (Iowa 1983)(crying); Tallarico v. Trans World Airlines,
Inc., 881 F.2d at 571 (crying); Phiffer v. Proud Parrot Motor Hotel, Inc.,
648 F.2d at 550, 552 (crying and economic loss); Dorothy Abbas, 12 Iowa
Civil Rights Commission Case Reports 1, 15-16, 24 (1994)(crying, economic loss,
fear of economic loss); Kentucky Comm'n On Human Rights v. Barbour, 587
S.W.2d 849, 852 (Ky. Ct. App. 1979)(number of persons exposed to
discrimination; number of times complainant exposed to behavior inducing
embarrassment or humiliation; whether the acts of humiliation occurred in
presence of others or otherwise resulted in public exposure; presence or absence
of aggravating factors such as abusive language); 2 Kentucky Commission on Human Rights, Damages for Embarrassment
and Humiliation in Discrimination Cases at 40-42 (feelings of anger or
frustration, effect on work, exposure to outrageous or abusive conduct; number
of times complainant exposed to discrimination; whether discriminatory acts
occurred in presence of others). Cf. Iowa Code S 96.2 (legislative recognition of the "crushing" burden
of "involuntary unemployment"); Dobbs, Handbook on the Law of Remedies
530-31 & n.24 (1973)("The amount
of the recovery is usually based on the severity of the actions and
language used by the defendant.")(quoting Sutherland v. Kroger Co.,
110 S.E.2d 716 (W.Va. 1959)).
52.
The two primary determinants of the amount
awarded for damages for emotional distress are the severity of the distress and
the duration of the distress. Bean
v. Best, 93 N.W.2d 403, 408
(S.D. 1958)(citing Restatement of
Torts ' 905). "'In determining this, all relevant circumstances are
considered, including sex, age, condition of life, and any other fact
indicating the susceptibility of the injured person to this type of harm.' And
continuing 'The extent and duration of emotional distress produced by the
tortious conduct depend upon the sensitiveness of the injured person.'" Id. (quoting Restatement of Torts S 905).
[See also Restatement (Second) of Torts S 905 (comment i).]
Dorene Polton,
10 Iowa Civil Rights Commission Case Reports 152, 166 (1992). The severity and duration of distress, as
well as other factors, were taken into account in making the damages award in
this case.
F. Pre‑Judgment and Post-Judgment
Interest:
53. Pre‑judgment interest is a form of
damages. Dobbs, Hornbook on Remedies
164 (1973). It "is allowed to repay
the lost value of the use of the money awarded and to prevent persons obligated
to pay money to another from profiting through delay in litigation." Landals v. Rolfes Company, 454 N.W.2d
891, 898 (Iowa 1990). Pre‑judgment
interest is properly awarded on an ascertainable claim. Dobbs, Hornbook on Remedies 166‑67
(1973). Because the amount of backpay due Complainant at any given time
has been an ascertainable claim since the time she was discharged, pre‑judgment
interest should be awarded on those items.
Such interest should run from August 12, 1999, the date of her
discharge. The method of computing pre‑judgment
interest is left to the reasonable discretion of the Commission. Schei & Grossman, Employment
Discrimination Law: Five Year Cumulative Supplement 543 (2nd ed.
1989). No pre‑judgment interest
is awarded on emotional distress damages because these are not ascertainable
before a final judgment. See Dobbs, Hornbook
on Remedies 165 (1973).
54. Post‑judgment interest is usually
awarded upon almost all money judgments, including judgments for emotional
distress damages. Dobbs, Hornbook on
Remedies 164 (1973).
G.
Attorneys Fees:
55. The Complainant having prevailed, she is
entitled to an award of reasonable attorney's fees. See e.g. Iowa Code section 216.15(8). If the parties cannot stipulate to the
amount of these fees, they should be determined at a separate hearing. Ayala v. Center Line, Inc., 415
N.W.2d 603, 606 (Iowa 1987). The
Commission must expressly retain jurisdiction of the case in order to determine
the actual amount of attorney's fees to which Complainant is entitled to under
this order and to enter a subsequent order awarding these fees. City of Des Moines
Police Department v.
Iowa Civil Rights Commission, 343 N.W.2d 836, 839
(Iowa 1984).
H. Hearing Costs:
56. An administrative rule of the Iowa Civil
Rights Commission provides, in relevant part, that: "If the complainant or
the commission prevails in the hearing, the respondent shall pay the 'contested
case costs' incurred by the commission."
161 IAC 4.7(1). "Contested
case costs" include only:
a. The daily charge of the court reporter
for attending and transcribing the hearing.
b.
All mileage charges of the court reporter for traveling to and from the
hearing.
c.
All travel time charges of the court reporter for traveling to and from
the hearing.
d.
The cost of the original of the transcripts of the hearing.
e.
Postage incurred by the administrative law judge in sending by mail
(regular or certified) any papers which are made part of the record.
161
IAC 4.7(3).
57. The above administrative rule follows the
general rule in our jurisprudence that court costs are charged against the
losing party. Dobbs, Handbook on the
Law of Remedies 193 (1973). Since
the Commission and the complainant have prevailed in this case against
Respondents, an order awarding contested case costs is appropriate. The record should be held open so a bill of
costs may be submitted after this decision becomes final. See
Connie Zesch‑Luense, 12 Iowa Civil Rights Commission Case Reports
160, 173 (1994).
DECISION AND ORDER:
IT
IS ORDERED, ADJUDGED, AND DECREED that:
A. The Iowa Civil Rights Commission and the
Complainant, Roxana Sotomayor, are entitled to judgment because they have
established that the prohibitions against race and national origin
discrimination in employment and against retaliation, set forth in Iowa Code
sections 216.6 and 216.11, were violated by the Respondents Fast Photo and
Horan Studio.
B.
Complainant Sotomayor is entitled to a judgment, against Respondents
Fast Photo and Horan Studio, of forty-one thousand one hundred fifteen dollars
and sixteen cents ($41,115.16) in back pay for the loss resulting from her
discriminatory and retaliatory
discharge by Respondents.
C. Complainant Sotomayor is entitled to a
judgment, against Respondents Fast Photo and Horan Studio, of ten thousand
dollars ($10000.00) in compensatory damages for the emotional distress she
sustained as a result the Respondent's discriminatory and retaliatory discharge
and harassment of her.
D.
Interest at the rate of ten percent per annum shall be paid by the
Respondent s Fast Photo and Horan Studio to Complainant Sotomayor on her award
of back pay commencing on the date payment would have been made if Complainant
Schneider had remain employed with respondents and continuing until date of
payment.
E. Interest shall be paid by the Respondents
Fast Photo and Horan Studio to Complainant Sotomayor on the above award of compensatory
damages for emotional distress at the rate of ten percent per annum commencing
on the date this order becomes final, either by Commission decision or by
operation of law, and continuing until date of payment.
F. Within 45 calendar days of the date of this
order, provided that agreement can be reached between the parties on this
issue, the parties shall submit a written stipulation stating the amount of
attorney's fees to be awarded Complainant's attorney. If the parties cannot agree on a full stipulation to the fees,
they shall so notify the Iowa Civil Rights Commission in writing. An evidentiary hearing on the record shall
be held by the Administrative Law Judge for the purpose of the determining the
proper amount of fees to be awarded. If
no written notice is received by the expiration of 45 calendar days from the
date of the final order in this case, the Administrative Law Judge shall
schedule a conference in order to determine the status of the attorneys fees
issue and to determine whether an evidentiary hearing should be scheduled or
other appropriate action taken. Once
the full stipulation is submitted or the hearing is completed, the
Administrative Law Judge shall submit for the Commission's consideration a
Supplemental Proposed Decision and Order setting forth a determination of
attorney's fees.
G.
The Commission retains jurisdiction of this case in order to determine
the actual amount of attorneys fees to which Complainant is entitled to under
this order and to enter a subsequent order awarding these fees. This order is final in all respects
except for the determination of the amount of the attorney's fees.
H. Respondents are assessed all hearing costs
set forth in Conclusion of Law Number 55 and which were actually incurred in
the processing of this public hearing.
The precise calculation of costs shall be as shown on the bill of costs
which is to be issued under the executive director's signature after this
decision becomes final. The record
shall be held open for this purpose.
I. Respondents are hereby ordered to cease and desist from any further practices of
race and national origin discrimination
and retaliation for lawful opposition to discrimination, including but not
limited to discrimination in discharge and through harassment.
J. Respondents shall post, within 30 days after
the date of this order, in a conspicuous place at its location at Coralville,
Iowa, in areas readily accessible to and frequented by employees, the notice,
entitled "Equal Employment Opportunity is the Law" which is available
from the Iowa Civil Rights Commission and the Equal Opportunity explaining
their respective laws against employment discrimination
K. Respondents shall, within 60 days after the
date this order, develop a written policy to prohibit race and national origin
discrimination in employment and retaliation for lawful opposition to
discrimination. This policy shall be
subject to the approval of the Commission.
In the event, in the sole judgment of the Commission's representative, agreement
cannot be reached on the language of such policy, the version drafted by the
Commission shall be adopted by the Respondents.
L. Respondents shall file a report with the
Commission within 60 calendar days of the date of this order detailing what
steps it has taken to comply with paragraphs B through E and H through K inclusive of this order.
Signed this the 1st day
of November 2002.
________________________________
DONALD
W. BOHLKEN
Administrative
Law Judge
Department of
Inspections and Appeals
3rd Floor, Lucas Bldg.
Des Moines, Iowa
50319-0083
Tel.: 515‑281‑8469
FAX: 515‑281-4477